Peter J. Vogt sales reported; AXS (NYSE: AXS) files Form 144

Rhea-AI Filing Summary

AXS files a notice of proposed sale for 5,000 common shares under a registered plan. The filing also discloses recent sales by Peter J. Vogt: 26,431 shares sold on 05/18/2026 for $2,648,523.87 and 10,000 shares sold on 05/11/2026 for $1,000,123.00.

Key Figures

Proposed shares to be sold: 5,000 shares Sale on 05/18/2026: 26,431 shares Proceeds on 05/18/2026: $2,648,523.87 +2 more

5 metrics

Proposed shares to be sold 5,000 shares proposed sale under a registered plan

Sale on 05/18/2026 26,431 shares sold by Peter J. Vogt on 05/18/2026

Proceeds on 05/18/2026 $2,648,523.87 proceeds reported for 26,431-share sale on 05/18/2026

Sale on 05/11/2026 10,000 shares sold by Peter J. Vogt on 05/11/2026

Proceeds on 05/11/2026 $1,000,123.00 proceeds reported for 10,000-share sale on 05/11/2026

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan"

Issuer regulatory

"Restricted Stock Vesting Under a Registered Plan | Issuer"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	500000.00	73723000	06/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			5000	03/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
PETER J VOGT 92 Pitts Bay Road Pembroke D0 HM 08	Common	05/18/2026	26431	2648523.87
PETER J VOGT 92 Pitts Bay Road Pembroke D0 HM 08	Common	05/11/2026	10000	1000123.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AXS Form 144 disclose about proposed sales?

The Form 144 discloses a proposed sale of 5,000 common shares under a registered plan. The filing identifies the broker as Morgan Stanley Smith Barney LLC at 1 New York Plaza.

Who sold shares recently according to the AXS filing?

The filing shows recent sales by Peter J. Vogt: 26,431 shares on 05/18/2026 and 10,000 shares on 05/11/2026. Proceeds for those sales are listed in the filing.

How much proceeds were reported for the May 18, 2026 sale?

The May 18, 2026 sale of 26,431 shares reported proceeds of $2,648,523.87. That figure appears verbatim in the filing's sales table.

What proceeds were reported for the May 11, 2026 sale?

The May 11, 2026 sale of 10,000 shares reported proceeds of $1,000,123.00. The filing lists the seller as Peter J. Vogt with the proceeds shown.

Which broker is handling the proposed sale in the AXS Form 144?

The broker listed is Morgan Stanley Smith Barney LLC, with address 1 New York Plaza, 8th Floor, New York, NY 10004, as shown on the filing.