AXS (NYSE: AXS) Form 144 lists 5,000 shares vesting; recent disposals shown

Rhea-AI Filing Summary

The filing is a Form 144 notice relating to proposed sales of Common Stock for holder PETER J VOGT and lists securities to be sold by the issuer via restricted stock vesting. It shows proposed sale/transfer entries of 5,000 shares tied to 03/01/2026 restricted stock vesting under a registered plan and three sale records in the prior three months: 10,000 shares on 05/11/2026, 26,431 shares on 05/18/2026, and 5,000 shares on 06/10/2026, with dollar amounts listed alongside each transaction.

Insights

Securities Compliance Counsel

Form 144 documents proposed resale of restricted or control securities under federal resale rules.

The filing lists a proposed transfer of 5,000 shares tied to restricted stock vesting under a registered plan dated 03/01/2026 and records of recent dispositions totaling 41,431 shares across three dates in May–June 2026.

Timing and sale mechanics are governed by resale rules; cash‑flow treatment and whether sales were brokered or private are not stated in the excerpt. Subsequent transaction confirmations will appear in broker records or Form 4/5 filings if required.

Key Figures

Restricted shares to be sold: 5,000 shares Sale on 05/11/2026: 10,000 shares Sale on 05/18/2026: 26,431 shares +1 more

4 metrics

Restricted shares to be sold 5,000 shares Restricted Stock Vesting Under a Registered Plan dated 03/01/2026

Sale on 05/11/2026 10,000 shares Sale recorded 05/11/2026 with $1,000,123.00 listed

Sale on 05/18/2026 26,431 shares Sale recorded 05/18/2026 with $2,648,523.87 listed

Sale on 06/10/2026 5,000 shares Sale recorded 06/10/2026 with $500,000.00 listed

Key Terms

Restricted Stock Vesting Under a Registered Plan, Form 144, Issuer

3 terms

Restricted Stock Vesting Under a Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan | Issuer | 5000 | 03/01/2026"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer financial

"Restricted Stock Vesting Under a Registered Plan | Issuer"

FAQ

What does the AXS Form 144 record show about recent share activity?

The filing lists proposed and recent transactions: 5,000 shares tied to restricted stock vesting on 03/01/2026, plus disposals of 10,000, 26,431, and 5,000 shares on 05/11/2026, 05/18/2026, and 06/10/2026 respectively, with dollar amounts shown next to each entry.

Who is the issuer or broker listed on this Form 144 for AXS?

The broker/placement agent listed is Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY 10004, shown on the securities information section of the filing excerpt.

Does the filing state the reason for the 5,000 shares being sold on 03/01/2026?

Yes. The entry labels the securities as Restricted Stock Vesting Under a Registered Plan with an issuer designation and the vesting date 03/01/2026, indicating the shares arise from a vesting event under a registered plan.

Are dollar values included for the past transactions in the Form 144 excerpt?

Yes. The excerpt pairs share counts with dollar figures: for example, 10,000 shares on 05/11/2026 shows $1,000,123.00, 26,431 shares on 05/18/2026 shows $2,648,523.87, and 5,000 shares on 06/10/2026 shows $500,000.00.

Who is the selling holder named in the filing and what address is shown?

The selling holder named is PETER J VOGT, with an address listed as 92 Pitts Bay Road, Pembroke D0 HM 08, which appears on each of the reported sale lines in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 06/17/2026 - 04:20 PM Accepted by SEC EDGAR 06/17/2026 - 04:19 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	525000.00	73723236	06/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			5000	03/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
PETER J VOGT 92 Pitts Bay Road Pembroke D0 HM 08	Common	06/10/2026	5000	500000.00
PETER J VOGT 92 Pitts Bay Road Pembroke D0 HM 08	Common	05/18/2026	26431	2648523.87
PETER J VOGT 92 Pitts Bay Road Pembroke D0 HM 08	Common	05/11/2026	10000	1000123.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)