Rule 144 notice: Morgan Stanley SSB reports restricted AXS shares

Morgan Stanley Smith Barney LLC submitted a Rule 144 notice regarding the proposed sale of Common shares related to restricted stock vesting.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Rule 144 notice regarding the proposed sale of Common shares related to restricted stock vesting. The filing lists a quantity field 2542, a dollar figure $250,869.98, and a date 05/07/2026. The securities are described as restricted stock vesting under a registered plan with an earlier date shown as 01/30/2012.

Key Figures

Quantity field: 2542 Dollar figure: $250,869.98 Date shown: 05/07/2026

3 metrics

Quantity field 2542 listed in filing fields for the security

Dollar figure $250,869.98 amount shown in filing fields alongside the security

Date shown 05/07/2026 date field included in the excerpt

Key Terms

Rule 144, restricted stock vesting, registered plan

3 terms

Rule 144 regulatory

"Restricted stock vesting under a registered plan"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AXS Form 144 filing report?

It reports a Rule 144 notice for Common shares connected to restricted stock vesting. The excerpt lists 2542 and $250,869.98 and identifies the shares as vesting under a registered plan.

Who is the filer in the AXS Rule 144 notice?

The filer is Morgan Stanley Smith Barney LLC Executive Financial Services. The excerpt shows their address and identifies them as the reporting broker/executing entity for the transaction.

What securities are described in the filing for AXS?

The filing describes Common stock described as restricted stock vesting under a registered plan. A vesting-related date of 01/30/2012 appears in the excerpt.

Does the filing state proceeds or price for the AXS shares?

The excerpt includes a dollar figure of $250,869.98, which appears with the filing fields. The document does not further explain price per share or allocation in the provided text.

When is the filing date shown in the AXS excerpt?

A date field in the excerpt is 05/07/2026. The excerpt also shows an earlier date of 01/30/2012 associated with the restricted stock vesting entry.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/07/2026 - 04:09 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001285737
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXIS CAPITAL HOLDINGS LIMITED
SEC File Number	001-31721
Address of Issuer	92 Pitts Bay Road Pembroke BERMUDA HM 08
Phone	(441) 496-2600
Name of Person for Whose Account the Securities are To Be Sold	HENRY BLACKBURN SMITH
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2542	250869.98	73723000	05/07/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/30/2012	Restricted stock vesting under a registered plan	Issuer			2542	01/30/2012	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/07/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Henry Blackburn Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)