AXS Form 4: Director Henry Smith Sells 3,500 Shares at $98.67

Henry B. Smith, a director of Axis Capital Holdings Ltd (AXS), reported a sale of common shares.

Rhea-AI Filing Summary

Henry B. Smith, a director of Axis Capital Holdings Ltd (AXS), reported a sale of common shares. On 08/21/2025 Mr. Smith sold 3,500 shares of AXS at a weighted average price of $98.67, with transaction prices in the range $98.47 to $98.83. Following the sale he beneficially owns 47,295 shares, held directly. The Form 4 was signed by G. Christina Gray-Trefry, Attorney-in-Fact, on 08/25/2025. The filer offers to provide a breakdown of shares sold at each separate price within the disclosed range upon request.

Positive

• Clear, timely disclosure of an insider sale with date, quantity and weighted-average price
• Price range provided ($98.47 to $98.83) and an undertaking to provide per-transaction pricing on request

Negative

• Insider stake reduced by 3,500 shares to 47,295 shares following the transaction
• No explanation or indication in the form of a trading plan or reason for the sale

Insights

Corporate Governance Expert

TL;DR: Routine director sale disclosed; reduces insider stake but includes full weighted-average pricing and an undertaking to supply per-price details on request.

The filing documents a straightforward open-market sale by a director, specifying dates, quantities and a weighted average price with an explicit price range and an offer to provide per-transaction pricing. This transparency meets disclosure norms. The remaining direct beneficial ownership of 47,295 shares is clearly stated. No indications of atypical arrangements, 10b5-1 plan notation, or amendments are present in the filing text.

Securities Analyst

TL;DR: Insider sold 3,500 AXS shares at ~$98.67; transaction appears routine and is fully reported with price range disclosure.

The report provides key trade details: transaction date 08/21/2025, quantity 3,500 shares sold, weighted average price $98.67 and price range $98.47–$98.83. Post-transaction direct ownership is 47,295 shares. The form does not state a trading plan or reason for the sale. From a compliance perspective the filing supplies customary information for market participants to track insider activity.

Insider Trade Summary

Net Seller: 3,500 shares

Net Sell 1 txn

Insider SMITH HENRY B

Role Director

Sold 3,500 shs ($345K)

Type	Security	Shares	Price	Value
Sale	Common Shares	3,500	$98.67	$345K

Holdings After Transaction: Common Shares — 47,295 shares (Direct)

Footnotes (1)

1. F1. The reported price is a weighted average price. These shares of AXS Common Stock were sold in multiple transactions at prices ranging from $98.47 to $98.83 per share. Mr. Smith undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock sold at each separate price within the range set forth in this footnote.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did the Axis Capital (AXS) Form 4 filed by Henry B. Smith report?

The Form 4 reports that Henry B. Smith sold 3,500 shares of AXS on 08/21/2025 at a weighted average price of $98.67.

How many AXS shares does Henry B. Smith own after the reported sale?

Following the reported transaction Mr. Smith beneficially owns 47,295 shares of AXS, held directly.

What price range is disclosed for the AXS shares sold by the director?

The Form 4 discloses a sale price range of $98.47 to $98.83 and a weighted average price of $98.67.

When was the Form 4 for the AXS transaction signed?

The Form 4 was signed by G. Christina Gray-Trefry, Attorney-in-Fact on 08/25/2025.

Does the Form 4 state a trading plan (e.g., Rule 10b5-1) for the sale?

The form does not indicate that the transaction was made pursuant to a 10b5-1 trading plan or provide a reason for the sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/25/2025 - 04:26 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SMITH HENRY B

(Last) (First) (Middle)

C/O AXIS CAPITAL HOLDINGS LIMITED

92 PITTS BAY ROAD

(Street)

PEMBROKE D0 HM 08

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AXIS CAPITAL HOLDINGS LTD [ AXS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	08/21/2025		S		3,500	D	$98.67(1)	47,295	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price is a weighted average price. These shares of AXS Common Stock were sold in multiple transactions at prices ranging from $98.47 to $98.83 per share. Mr. Smith undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock sold at each separate price within the range set forth in this footnote.

Remarks:

	G. Christina Gray-Trefry, Attorney-in-Fact	08/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.