Axalta director granted and exercises RSUs

Axalta Coating Systems Ltd. director Kevin M. Stein reported equity award activity involving restricted stock units (RSUs) and common shares.

Rhea-AI Filing Summary

Axalta Coating Systems Ltd. director Kevin M. Stein reported equity award activity involving restricted stock units (RSUs) and common shares. On March 4, 2026, he exercised or converted 5,832 RSUs into 5,832 common shares at a stated price of $0.00 per share, increasing his directly held common shares to 14,350.

On March 3, 2026, he received a new grant of 6,313 RSUs, which each represent a contingent right to one Axalta common share and vest in full on the first anniversary of the grant date. Footnotes indicate a prior award of 5,832 RSUs was granted on March 4, 2025 and vested in full on March 4, 2026. In addition to his direct holdings, 36,600 common shares are held indirectly through a revocable trust.

Insider Trade Summary

5,832 shares exercised/converted

Exercise 4 txns

Insider Stein Kevin M

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	5,832	$0.00	$0.00
Exercise	Common Shares	5,832	$0.00	$0.00
Grant/Award	Restricted Stock Units	6,313	$0.00	$0.00
holding	Common Shares	--	--	--

Holdings After Transaction: Restricted Stock Units — 6,313 contracts (Direct); Common Shares — 14,350 shares (Direct); Common Shares — 36,600 shares (Indirect, By a revocable trust)

Footnotes (4)

1. F1. Restricted stock units convert into common shares on a one-for-one basis.
2. F2. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
3. F3. This restricted stock unit grant vests in full on the first anniversary of the grant date.
4. F4. On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.

FAQ

What insider transactions did Axalta (AXTA) director Kevin M. Stein report?

Kevin M. Stein reported exercising 5,832 restricted stock units into 5,832 Axalta common shares and receiving a new grant of 6,313 restricted stock units. These transactions increased his directly held common shares and added a fresh equity award scheduled to vest after one year.

How many Axalta (AXTA) common shares does Kevin M. Stein hold after these transactions?

After these transactions, Kevin M. Stein directly holds 14,350 Axalta common shares. In addition, 36,600 common shares are held indirectly through a revocable trust, giving him a combination of direct and indirect ownership positions in the company’s equity.

What are the terms of Kevin M. Stein’s new restricted stock unit grant at Axalta (AXTA)?

On March 3, 2026, Kevin M. Stein received 6,313 restricted stock units, each representing a contingent right to one Axalta common share. This restricted stock unit grant vests in full on the first anniversary of the grant date, subject to the stated vesting conditions.

What happened to the 5,832 restricted stock units previously granted to Kevin M. Stein at Axalta (AXTA)?

Footnotes state that 5,832 restricted stock units were granted on March 4, 2025 and vested in full on March 4, 2026. On March 4, 2026, these 5,832 vested units were exercised or converted into 5,832 Axalta common shares at a stated price of $0.00 per share.

How do Axalta (AXTA) restricted stock units work in Kevin M. Stein’s Form 4 filing?

Each restricted stock unit in this filing converts into one Axalta common share on a one-for-one basis. They represent contingent rights that typically vest after a period, such as one year, at which point vested units can be settled in common shares without a cash exercise price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/05/2026 - 06:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stein Kevin M

(Last) (First) (Middle)

1050 CONSTITUTION AVENUE

(Street)

PHILADELPHIA PA 19112

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	03/04/2026		M		5,832	A	(1)	14,350	D
Common Shares								36,600	I	By a revocable trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	03/03/2026		A		6,313		(3)	(3)	Common Shares	6,313	$0	6,313	D
Restricted Stock Units	(1)	03/04/2026		M			5,832	(4)	(4)	Common Shares	5,832	$0	0	D

Explanation of Responses:

1. Restricted stock units convert into common shares on a one-for-one basis.

2. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

3. This restricted stock unit grant vests in full on the first anniversary of the grant date.

4. On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.

Remarks:

	/s/ Mark Sherman, attorney-in-fact	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.