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Axalta (AXTA) director Bertsch adds shares through RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Axalta Coating Systems director Jan Bertsch reported equity compensation activity. On March 3, 2026, Bertsch received 6,313 restricted stock units (RSUs), each representing a contingent right to one common share and vesting in full on the first anniversary of the grant date.

On March 4, 2026, Bertsch exercised 5,832 RSUs that had been granted on March 4, 2025, converting them on a one-for-one basis into 5,832 common shares at a stated price of $0.00 per share. Following these transactions, Bertsch directly held 21,074 common shares and 6,313 RSUs.

Positive

  • None.

Negative

  • None.
Insider Bertsch Jan
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 5,832 $0.00 --
Exercise Common Shares 5,832 $0.00 --
Grant/Award Restricted Stock Units 6,313 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Shares — 21,074 shares (Direct)
Footnotes (1)
  1. Restricted stock units convert into common shares on a one-for-one basis. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. This restricted stock unit grant vests in full on the first anniversary of the grant date. On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bertsch Jan
(Last) (First) (Middle)
1050 CONSTITUTION AVENUE
(Street)
PHILADELPHIA PA 19112
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 03/04/2026 M 5,832 A (1) 21,074 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 03/03/2026 A 6,313 (3) (3) Common Shares 6,313 $0 6,313 D
Restricted Stock Units (1) 03/04/2026 M 5,832 (4) (4) Common Shares 5,832 $0 0 D
Explanation of Responses:
1. Restricted stock units convert into common shares on a one-for-one basis.
2. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
3. This restricted stock unit grant vests in full on the first anniversary of the grant date.
4. On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.
Remarks:
/s/ Mark Sherman, attorney-in-fact 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Jan Bertsch report at Axalta (AXTA)?

Jan Bertsch reported three equity-related transactions at Axalta. These included the grant of 6,313 restricted stock units (RSUs) on March 3, 2026 and the exercise of 5,832 RSUs into common shares on March 4, 2026, all held directly.

How many Axalta (AXTA) shares does Jan Bertsch hold after these Form 4 transactions?

After the reported transactions, Jan Bertsch directly holds 21,074 common shares of Axalta and 6,313 restricted stock units (RSUs). Each RSU represents a contingent right to receive one common share, providing additional potential future equity exposure beyond the currently owned common shares.

What restricted stock unit awards did Jan Bertsch receive from Axalta (AXTA)?

Jan Bertsch received a grant of 6,313 restricted stock units on March 3, 2026. Each RSU represents a contingent right to receive one Axalta common share and the grant vests in full on the first anniversary of the grant date, subject to the award terms.

How were Jan Bertsch’s Axalta (AXTA) RSUs converted into common shares?

On March 4, 2026, 5,832 restricted stock units previously granted on March 4, 2025 converted into 5,832 common shares of Axalta on a one-for-one basis. The stated transaction price was $0.00 per share, consistent with equity award vesting mechanics.

What do Axalta (AXTA) restricted stock units represent for Jan Bertsch?

Axalta restricted stock units for Jan Bertsch each represent a contingent right to receive one common share. They typically vest over time, and once vested, can be converted into common shares on a one-for-one basis, aligning director compensation with shareholder equity performance.

Were Jan Bertsch’s Axalta (AXTA) transactions open-market buys or equity awards?

The reported transactions are equity awards and conversions, not open-market purchases. They include a grant of 6,313 restricted stock units and the conversion of 5,832 previously granted RSUs into common shares, reflecting standard director compensation structures.