AXT Inc. affiliate files Rule 144 for recent stock sales

AXT Inc. reports proposed resale of Common Stock under Rule 144 by an affiliate.

Accepted by SEC EDGAR 03/09/2026 - 04:04 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AXT Inc. reports proposed resale of Common Stock under Rule 144 by an affiliate. The filing lists multiple recent sales by Morris S. Young, including 159,536 shares on 03/02/2026 and 37,160 shares on 12/08/2025. The notice records sale dates, share counts, and proceeds for each transaction.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AXT Inc.'s Form 144 filing show for Morris S. Young?

The Form 144 lists proposed and recent sales of Common Stock by Morris S. Young. It includes specific sales of 159,536 shares on 03/02/2026 and 37,160 shares on 12/08/2025, with dates and proceeds shown.

How many shares and proceeds are reported for the largest sale in the AXT Inc. excerpt?

The largest single sale shown is 159,536 shares on 03/02/2026 with proceeds of $6,911,466.45, as listed in the filing excerpt for Morris S. Young.

Does this Form 144 filing indicate AXT Inc. is issuing new shares?

No. The excerpt documents resale transactions of existing Common Stock by an affiliate, not an issuance of new shares by AXT Inc. The entries list sale dates, share counts, and proceeds.

Where were the sales executed according to the excerpt for AXT Inc.?

The filing shows execution details with dates and dollar proceeds next to each sale entry for Morris S. Young. Specific broker routing or venue is not disclosed in the provided excerpt.

Are the sale proceeds paid to AXT Inc. per the Form 144 excerpt?

The excerpt lists proceeds for each sale but does not state that AXT Inc. received those proceeds. The entries reflect amounts associated with the affiliate's disposals rather than company proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001078582
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXT INC
SEC File Number	000-24085
Address of Issuer	4281 TECHNOLOGY DR. FREMONT CALIFORNIA 94538
Phone	510.438.4734
Name of Person for Whose Account the Securities are To Be Sold	YOUNG MORRIS S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Needham and Company LLC 250 Park Avenue, 10th Floor New York NY 10017	125893	4596655.57	46623170	03/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/18/2026	Performance Stock Award	AXT Inc.			125893	02/18/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Morris S Young 4281 Technology Dr. Freemont CA 94538	Common	12/04/2025	35000	421652.00
Morris S Young 4281 Technology Dr. Freemont CA 94538	Common	12/08/2025	37160	462909.55
Morris S Young 4281 Technology Dr. Freemont CA 94538	Common	03/02/2026	159536	6911466.45
Morris S Young 4281 Technology Dr. Freemont CA 94538	Common	03/06/2026	8300	329063.46

144: Remarks and Signature

Remarks
Date of Notice	03/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Needham and Company LLC, on behalf of Morris S. Young
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)