STOCK TITAN

[S-8] AYTU BIOPHARMA, INC Employee Benefit Plan Registration

Filing Impact
(No impact)
Filing Sentiment
(Neutral)
Form Type
S-8
Analyzing...
Positive
  • None.
Negative
  • None.

As filed with the Securities and Exchange Commission on September 23, 2025

Registration No. 333-



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549


FORM S-8

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

aytu20250613_s8img001.jpg

AYTU BIOPHARMA, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

47-0883144

(State or other jurisdiction of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

7900 East Union Avenue, Suite 920

Denver, Colorado 80237

(Address of principal executive offices, including zip code)

 

Aytu BioPharma, Inc. 2023 Equity Incentive Plan

(Full title of the plan)


Joshua R. Disbrow

Chief Executive Officer

Aytu BioPharma, Inc.

7900 East Union Avenue, Suite 920

Denver, Colorado 80237

(720) 437-6580

(Name, address and telephone number, including area code, of agent for service)


Copies to:

Anthony W. Epps

Joshua B. Erekson

Dorsey & Whitney LLP

1400 Wewatta Street, Suite 400

Denver, Colorado 80202

(303) 352-1109


Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and "emerging growth company" in Rule 12b-2 of the Exchange Act.

 

Large Accelerated Filer

Accelerated Filer

Non-accelerated filer

Smaller reporting company

   

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐



 

 

EXPLANATORY NOTE

 

On May 21, 2025, at the 2025 annual meeting of stockholders (“2025 Annual Meeting”) of Aytu BioPharma, Inc. (the “Company”), the Company’s stockholders approved an amendment (the “Plan Amendment”) to the Aytu BioPharma, Inc. 2023 Equity Incentive Plan (the “2023 Equity Incentive Plan”). The Plan Amendment increased the number of shares of common stock, par value $0.0001 per share (“Common Stock”) reserved for issuance under the 2023 Equity Incentive Plan by 300,000 shares to bring the total number of shares reserved for issuance under the 2023 Equity Incentive Plan to 500,000 shares, not including unissued shares from available awards under prior plans or any returned shares. The Plan Amendment became effective immediately upon approval by the Company’s stockholders. This registration statement on Form S-8 is being filed by the Company for the purpose of registering these 300,000 additional shares of Common Stock as part of the 2023 Equity Incentive Plan and consists of only those items required by General Instruction E to Form S-8.

 

Previously, the 2023 Equity Incentive Plan of the Company was registered for issuance pursuant to the Registrant’s registration statement on Form S-8 (File No. 333-272897) filed with the United States Securities and Exchange Commission (the SEC) on June 23, 2023 (the “Prior S-8 Registration Statement”). Pursuant to General Instruction E of Form S-8, the contents of the above-referenced Prior S-8 Registration Statement is incorporated into this Registration Statement by reference to the extent not modified or superseded hereby or by any subsequently filed document, which is incorporated by reference herein or therein.

 

 

 

 

EXHIBIT INDEX

Item 8.    Exhibits

 

           

Incorporated by Reference 

Exhibit
No.

 

Description

 

Filed
Herewith

 

Form

 

Exhibit No.

 

File No.

 

Filing

Date

4.1

 

Certificate of Incorporation effective, June 3, 2015.

     

8-K

 

3.1

  000-53121  

06/09/15

                         

4.2

 

Certificate of Amendment of Certificate of Incorporation, effective June 1, 2016.

     

8-K

 

3.1

  000-53121  

06/02/16

                         

4.3

 

Certificate of Amendment of Certificate of Incorporation, effective June 30, 2016.

     

8-K

 

3.1

  000-53121  

07/01/16

                         

4.4

 

Certificate of Amendment of Certificate of Incorporation, effective August 25, 2017.

     

8-K

 

3.1

  000-53121  

08/29/17

                         

4.5

 

Certificate of Amendment to the Restated of Certificate of Incorporation, effective August 10, 2018.

     

8-K

 

3.1

  001-38247  

08/10/18

                         

4.6

 

Certificate of Amendment to the Restated Certificate of Incorporation, effective May 20, 2020.

     

10-K

 

3.6

  001-38247  

09/26/24

                         

4.7

 

Certificate of Amendment to the Restated Certificate of Incorporation, effective December 8, 2020.

     

8-K

 

3.1

  001-38247  

12/08/20

                         

4.8

 

Certificate of Amendment of Certificate of Incorporation, effective March 22, 2021.

     

8-K

 

3.1

  001-38247  

03/22/21

                         

4.9

 

Certificate of Amendment of Certificate of Incorporation, effective January 4, 2023.

     

8-K

 

3.1

  001-38247  

01/05/23

                         

4.10

 

Amended and Restated Bylaws.

     

8-K

 

3.1

  001-38247  

05/09/22

                         

5.1

 

Opinion of Dorsey & Whitney LLP.

 

X

               
                         

23.1

 

Consent of Grant Thornton LLP, Independent Registered Public Accounting Firm.

 

X

               
                         

23.2

 

Consent of Dorsey & Whitney (included in Exhibit 5.1).

 

X

               
                         

24.1

 

Power of Attorney (contained on signature page hereto).

 

X

               
                         

99.1

 

Aytu BioPharma, Inc. 2023 Equity Incentive Plan.

     

S-8

 

10.1

  333-272897  

06/23/23

                         

99.2

 

Amendment to the Aytu BioPharma, Inc. 2023 Equity Incentive Plan.

     

8-K

 

10.1

  001-38247  

05/21/25

                         

107

 

Filing Fee Table.

 

X

               
                         
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, State of Colorado, on September 23, 2025.

 

 

AYTU BIOPHARMA, INC

     
 

By:

/s/ Joshua R. Disbrow

 

Name: Joshua R. Disbrow

 

Title: Chief Executive Officer

 

POWER OF ATTORNEY

 

We, the undersigned directors and officers of Aytu Biopharma, Inc. (the “Company”), hereby severally constitute and appoint Joshua R. Disbrow as our true and lawful attorney, with full power to him to sign for us and in our names in the capacities indicated below, the registration statement on Form S-8 filed herewith, and any and all pre-effective and post-effective amendments to said registration statement, and any registration statement filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, in connection with the registration under the Securities Act of 1933, as amended, of equity securities of the Company, and to file or cause to be filed the same, with all exhibits thereto and other documents in connection therewith, with the United States Securities and Exchange Commission, granting unto said attorney full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as each of us might or could do in person, and hereby ratifying and confirming all that said attorney or his substitute or substitutes, shall do or cause to be done by virtue of this Power of Attorney.

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

 

Title

 

Date

         

/s/ Joshua R. Disbrow

     

September 23, 2025

Joshua R. Disbrow

 

Chief Executive Officer and Director (Principal Executive Officer)

   
         

/s/ Ryan J. Selhorn

     

September 23, 2025

Ryan J. Selhorn

 

Chief Financial Officer (Principal Financial and Accounting Officer)

   
         

/s/ John A. Donofrio, Jr.

     

September 23, 2025

John A. Donofrio, Jr.

 

Chairman

   
         

/s/ Carl C. Dockery

     

September 23, 2025

Carl C. Dockery

 

Director

   
         

/s/ Abhinav Jain

     

September 23, 2025

Abhinav Jain

 

Director

   
         

/s/ Vivian Liu

     

September 23, 2025

Vivian Liu

 

Director

   

 

 
Aytu Biopharma Inc

NASDAQ:AYTU

AYTU Rankings

AYTU Latest News

AYTU Latest SEC Filings

AYTU Stock Data

16.70M
8.21M
7.58%
38.09%
5.17%
Drug Manufacturers - Specialty & Generic
Pharmaceutical Preparations
Link
United States
DENVER