Autozi CFO & COO reports 6 AZI shares

Autozi Internet Technology (Global) Ltd. executive Zhang Hui H., the CFO and COO, filed an initial ownership report showing a small indirect stake in the company.

Rhea-AI Filing Summary

Autozi Internet Technology (Global) Ltd. executive Zhang Hui H., the CFO and COO, filed an initial ownership report showing a small indirect stake in the company. The filing lists beneficial ownership of 6 shares of common stock held indirectly through an employee stock ownership plan (ESOP).

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Zhang Hui H.

Role CFO & COO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 6 shares (Indirect, Held through ESOP)

Key Figures

Indirect common shares owned: 6 shares

1 metrics

Indirect common shares owned 6 shares Beneficial ownership held through ESOP

Key Terms

Form 3, Common Stock, ESOP, indirect ownership

4 terms

Form 3 regulatory

"filed an initial ownership report showing a small indirect stake"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

"beneficial ownership of 6 shares of common stock held indirectly"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

ESOP financial

"held indirectly through an employee stock ownership plan (ESOP)"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

indirect ownership financial

"lists beneficial ownership of 6 shares of common stock held indirectly"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Autozi (AZI) CFO Zhang Hui H. report owning in this Form 3?

The filing shows Zhang Hui H. beneficially owns 6 shares of Autozi common stock. These shares are reported as an indirect holding through an employee stock ownership plan, reflecting a small personal equity interest in the company at the time of the report.

Is the Autozi (AZI) Form 3 for Zhang Hui H. a buy or sell transaction?

This Form 3 does not report a buy or sell transaction. It is an initial statement of beneficial ownership, listing 6 common shares held indirectly through an ESOP, rather than documenting a new purchase or sale in the market.

How are Zhang Hui H.’s Autozi (AZI) shares held according to the Form 3?

The 6 shares of Autozi common stock are held indirectly through an employee stock ownership plan. The filing labels the ownership type as indirect and specifies that the nature of ownership is “Held through ESOP” for these reported shares.

What role does Zhang Hui H. have at Autozi (AZI) in this ownership filing?

In this filing, Zhang Hui H. is identified as an officer of Autozi, serving as CFO and COO. The Form 3 links this executive role to a disclosed indirect beneficial ownership position of 6 common shares held through an ESOP structure.

Does the Autozi (AZI) Form 3 show any derivative securities for Zhang Hui H.?

The Form 3 does not list any derivative securities for Zhang Hui H. It only shows a holding of 6 shares of common stock, reported as an indirect interest through an ESOP, with no options, warrants, or other derivatives included in this statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 09:27 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Zhang Hui H.

(Last) (First) (Middle)

26 YONGTAIZHUANG NORTH ROAD, BUILDING A,

204, WULIAN ZHIGU

(Street)

HAIDIAN DISTRICT, BEIJING CHINA 10000

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/12/2026

3. Issuer Name and Ticker or Trading Symbol
Autozi Internet Technology (Global) Ltd. [ AZI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO & COO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	6	I	Held through ESOP

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Zhang Hui	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)