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AstraZeneca (AZN) CFO’s share award vests at £114.60 a share

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Form Type
6-K

Rhea-AI Filing Summary

ASTRAZENECA PLC (AZN) reports that an award of ordinary shares under the AstraZeneca Performance Share Plan (AZPSP) vested to its Chief Financial Officer, Dr Aradhana Sarin, on 17 August 2026. The award was originally granted on 13 August 2021 and was subject to scientific, commercial and financial performance conditions assessed over a three-year period, followed by a two-year holding period before vesting.

Following dividend reinvestment and withholding of shares to meet tax obligations, Dr Sarin acquired 11,133 ordinary shares of US$0.25 each for nil consideration. For tax purposes, the fair market value at vesting was £114.60 per share, based on the closing price on the last trading day before vesting. The transaction is reported as an acquisition of shares pursuant to a plan vesting, conducted outside a trading venue, and is Dr Sarin’s first Performance Share Plan award to vest since becoming CFO in 2021.

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Shares acquired 11,133 ordinary shares Ordinary Shares acquired by CFO on vesting of AstraZeneca Performance Share Plan award
Fair market value at vest £114.60 per share Closing price on last trading day preceding vesting, used for tax purposes
Par value per share US$0.25 per share Ordinary Shares of US$0.25 each in AstraZeneca PLC
Grant date of award 13 August 2021 Original grant date of the AstraZeneca Performance Share Plan award to the CFO
Vesting date of award 17 August 2026 Date on which the Performance Share Plan award vested to the CFO
Performance Share Plan financial
"an award of the Company's ordinary shares ... under the AstraZeneca Performance Share Plan"
A performance share plan grants company shares to employees or executives only if the business meets specific targets over a set period, so the reward depends on results rather than being automatic. For investors it matters because it aligns managers’ pay with company performance—like promising a team stock instead of cash if they hit goals—which can influence future share count, shareholder value, and how confidently management pursues growth.
PDMR regulatory
"Transaction by Person Discharging Managerial Responsibilities AstraZeneca PLC"
A PDMR (person discharging managerial responsibilities) is an individual who can shape a company’s strategy or finances—typically senior executives, board members, or close advisors with decision-making authority. Investors care because PDMRs often hold material, non‑public information and their buying or selling of shares must be reported; monitoring those disclosures is like watching a ship’s captain to read the likely course and spot possible insider risk.
EU Market Abuse Regulation regulatory
"notification, made in accordance with the requirements of the EU Market Abuse Regulation"
A set of EU-wide rules that prevent cheating in financial markets by banning insider trading, market manipulation, and misleading disclosure; it also requires timely public release of key company information so everyone can play on a level field. For investors, it reduces the risk that prices are driven by secret deals or false signals, making markets fairer and more reliable for deciding when to buy or sell — like referees enforcing fair play in a game.
nil consideration financial
"Acquisition of Ordinary Shares pursuant to a vesting ... for nil consideration"

FAQ

What executive share award event did ASTRAZENECA PLC (AZN) report in this Form 6-K?

AstraZeneca reported that CFO Dr Aradhana Sarin had an award under the AstraZeneca Performance Share Plan vest. The vesting followed a three-year performance period plus a two-year holding period, resulting in an acquisition of shares for nil consideration.

How many AstraZeneca (AZN) shares did CFO Aradhana Sarin acquire on vesting?

Dr Aradhana Sarin acquired 11,133 ordinary shares of AstraZeneca upon vesting of her Performance Share Plan award. These shares reflected reinvested dividends, with some shares withheld to satisfy tax obligations arising on vesting.

What was the fair market value per AstraZeneca (AZN) share used for tax purposes at vesting?

For tax purposes, the fair market value was £114.60 per ordinary share at vesting. This value was determined as the closing price on the last trading day preceding the vesting date of the Performance Share Plan award.

On what date did the AstraZeneca (AZN) Performance Share Plan award vest for the CFO?

The Performance Share Plan award vested on 17 August 2026. The award was granted on 13 August 2021, then subjected to a three-year performance assessment and a two-year holding period before this vesting date.

Was cash paid for the AstraZeneca (AZN) shares acquired by the CFO on vesting?

No, the shares were acquired for nil consideration as part of the vesting of the AstraZeneca Performance Share Plan award. Some of the vested shares were withheld to meet tax obligations associated with the vesting event.

Under which regulation was the AstraZeneca (AZN) CFO transaction notification made?

The notification was made in accordance with the EU Market Abuse Regulation as it forms part of UK law. The detailed PDMR disclosure sets out the nature, volume and date of the transaction involving the CFO’s acquisition of ordinary shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
 
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
Report of Foreign Issuer
 
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
 
For the month of August 2026 
 
Commission File Number: 001-11960
 
AstraZeneca PLC
 
1 Francis Crick Avenue
Cambridge Biomedical Campus
Cambridge CB2 0AA
United Kingdom
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F X Form 40-F __
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ______
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes __ No X
 
If “Yes” is marked, indicate below the file number assigned to the Registrant in connection with Rule 12g3-2(b): 82-_____________
 
 

 
 
AstraZeneca PLC
 
INDEX TO EXHIBITS
 
 
1.
Director/PDMR Shareholding
 
 
 
19 August 2026
 
Transaction by Person Discharging Managerial Responsibilities
 
AstraZeneca PLC (the Company) announced that, on 17 August 2026, an award of the Company's ordinary shares of $0.25 each (Ordinary Shares) vested to the Company's Chief Financial Officer, Dr Aradhana Sarin, under the AstraZeneca Performance Share Plan (the AZPSP).
 
The award of shares under the AZPSP was granted on 13 August 2021 and was subject to a combination of performance measures focused on scientific, commercial and financial performance assessed over a three-year period. On the third anniversary of grant, the award was placed in a two-year holding period.  The award vested at the end of that holding period. This is the first PSP award to vest for Dr Sarin following her appointment as Chief Financial Officer of the Company in 2021.
 
Following the reinvestment of dividends accrued during performance and holding periods of the AZPSP award, and the withholding of shares to satisfy certain tax obligations arising on vesting, the Dr Sarin's beneficial interests in Ordinary Shares changed as detailed in the table below:
 
PDMR
Position
Ordinary Shares acquired
 
Aradhana Sarin
Executive Director and Chief Financial Officer
11,133
 
For tax purposes, the fair market value of an Ordinary Share at vest of the AZPSP award was £114.60, being the closing price on the last trading day preceding the vesting.
 
Further details are set out in the attached notification, made in accordance with the requirements of the EU Market Abuse Regulation (as it forms part of UK law pursuant to the European Union (Withdrawal) Act 2018).
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
a)
 
Name
Aradhana Sarin
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Financial Officer
b)
 
Initial notification /Amendment
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
 
Name
AstraZeneca PLC
b)
 
LEI
PY6ZZQWO2IZFZC3IOL08
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary Shares of US$0.25 each in AstraZeneca PLC
 
GB0009895292
 
b)
 
Nature of the transaction
 
 
Acquisition of Ordinary Shares pursuant to a vesting under the AstraZeneca Performance Share Plan, for nil consideration.
c)
 
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
0
11,133
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable - single transaction
 
 
 
 
e)
 
Date of the transaction
 
17 August 2026
f)
 
Place of the transaction
 
Outside a trading venue
 
 
AstraZeneca
AstraZeneca (LSE/STO/NYSE: AZN) is a global, science-led biopharmaceutical company that focuses on the discovery, development, and commercialisation of prescription medicines in Oncology, Rare Disease, and BioPharmaceuticals, including Cardiovascular, Renal & Metabolism, and Respiratory & Immunology. Based in Cambridge, UK, AstraZeneca's innovative medicines are sold in more than 125 countries and used by millions of patients worldwide. Please visit astrazeneca.com and follow the Company on Social Media @AstraZeneca.
 
Contacts
For details on how to contact the Investor Relations Team, please click here. For Media contacts, click here.
 
 
Matthew Bowden
Company Secretary
AstraZeneca PLC
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
AstraZeneca PLC
 
 
Date: 19 August 2026
 
 
By: /s/ Matthew Bowden
 
Name: Matthew Bowden
 
Title: Company Secretary