Azitra (AZTR) awards COO 64,300 stock options at $0.2127

Rhea-AI Filing Summary

Azitra, Inc. reported that Chief Operating Officer Travis Whitfill received a grant of stock options covering 64,300 shares of common stock. The options carry an exercise price of $0.2127 per share and expire on April 20, 2036.

According to the vesting terms, one-third of the options will vest on the one-year anniversary of the grant date, and the remaining two-thirds will vest in equal monthly installments over the following two years. After this grant, Whitfill holds 64,300 stock options directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Whitfill Travis

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Options (Right To Buy)	64,300	$0.00	--

Holdings After Transaction: Stock Options (Right To Buy) — 64,300 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Options granted: 64,300 options Exercise price: $0.2127 per share Underlying shares: 64,300 shares +3 more

6 metrics

Options granted 64,300 options Stock option grant on 2026-04-20

Exercise price $0.2127 per share Exercise price of granted stock options

Underlying shares 64,300 shares Common stock underlying the options

Expiration date April 20, 2036 Option expiration for this grant

Initial vesting 1/3 of options Vests on one-year anniversary of grant

Remaining vesting period 2 years monthly Rest vests in equal monthly installments

Key Terms

Stock Options (Right To Buy), Vesting Commencement Date, Common Stock, Grant, award, or other acquisition

4 terms

Stock Options (Right To Buy) financial

"security_title: Stock Options (Right To Buy)"

Vesting Commencement Date financial

"the date of issuance, the Vesting Commencement Date, and 1/36th"

The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.

Common Stock financial

"underlying_security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Whitfill Travis

(Last) (First) (Middle)

21 BUSINESS PARK DRIVE

(Street)

BRANFORD CONNECTICUT 06405

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Azitra, Inc. [ AZTR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right To Buy)	$0.2127	04/20/2026		A		64,300		(1)	04/20/2036	Common Stock	64,300	$0.00	64,300	D

Explanation of Responses:

1. 1/3rd of the total number of shares of the Company's common stock subject to the option shall vest on the one year anniversary of the date of issuance, the Vesting Commencement Date, and 1/36th of the total number of shares of the Company's common stock subject to the option will vest each calendar month thereafter for the next two years, on the same day of the month as the Vesting Commencement Date.

	/s/ Travis Whitfill	04/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Azitra (AZTR) COO Travis Whitfill report on this Form 4?

Azitra COO Travis Whitfill reported receiving a grant of stock options for 64,300 shares of common stock. These options were awarded at an exercise price of $0.2127 per share and represent equity-based compensation rather than an open-market stock purchase or sale.

What are the key terms of Travis Whitfill’s Azitra (AZTR) stock options?

The stock options grant covers 64,300 shares of Azitra common stock with an exercise price of $0.2127 per share. The options expire on April 20, 2036, giving Whitfill a long window to exercise once the options have vested under the described schedule.

How do Travis Whitfill’s Azitra (AZTR) options vest over time?

One-third of the total options will vest on the one-year anniversary of the grant date, called the Vesting Commencement Date. The remaining two-thirds vest in equal monthly installments over the next two years, creating a three-year vesting period tied to continued service.

Did Azitra (AZTR) COO Travis Whitfill buy or sell any common shares in this filing?

The filing shows an acquisition of derivative securities through an option grant, not a market trade in common shares. Whitfill received 64,300 stock options as a grant and did not report any open-market purchases or sales of Azitra common stock in this Form 4.

How many Azitra (AZTR) stock options does Travis Whitfill hold after this grant?

After this transaction, Travis Whitfill directly holds 64,300 stock options linked to Azitra common stock. The Form 4 shows this total as his derivative holdings following the grant, reflecting only the options reported in this specific filing, not any other potential awards.