Azitra (AZTR) CFO awarded 35,524 stock options at $0.2127

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Azitra, Inc. Chief Financial Officer Norm Staskey received a grant of 35,524 stock options to buy common shares. The options have an exercise price of $0.2127 per share and expire on April 20, 2036. After this grant, Staskey holds 35,524 options directly.

One third of the options will vest on the one-year anniversary of the grant date, and the remaining two thirds will vest in equal monthly installments over the following two years. This is a compensation-related award rather than an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Staskey Norm

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Options (Right To Buy)	35,524	$0.00	--

Holdings After Transaction: Stock Options (Right To Buy) — 35,524 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Options granted: 35,524 options Exercise price: $0.2127 per share Expiration date: April 20, 2036 +2 more

5 metrics

Options granted 35,524 options Grant to CFO Norm Staskey on April 20, 2026

Exercise price $0.2127 per share Stock options to buy Azitra common stock

Expiration date April 20, 2036 Final exercise date for granted stock options

Underlying shares 35,524 shares Common stock underlying the option grant

Post-grant derivative holdings 35,524 options Total options held directly after the transaction

Key Terms

Stock Options (Right To Buy), exercise price, vesting, Vesting Commencement Date, +1 more

5 terms

Stock Options (Right To Buy) financial

"security_title: "Stock Options (Right To Buy)""

exercise price financial

"conversion_or_exercise_price: "0.2127""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

vesting financial

"1/3rd of the total number of shares ... shall vest on the one year anniversary"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Vesting Commencement Date financial

"the date of issuance, the Vesting Commencement Date, and 1/36th ... will vest each calendar month"

The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.

expiration date financial

"expiration_date: "2036-04-20T00:00:00.000Z""

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

Form 4 Insider Transactions: What Each Field Means →

04/22/2026 - 05:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Staskey Norm

(Last)

(First)

(Middle)

21 BUSINESS PARK DRIVE

(Street)

BRANFORD

CONNECTICUT

06405

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Azitra, Inc. [ AZTR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Options (Right To Buy)	$0.2127	04/20/2026		A		35,524		⁽¹⁾	04/20/2036	Common Stock	35,524	$0.00	35,524	D

Explanation of Responses:

1. 1/3rd of the total number of shares of the Company's common stock subject to the option shall vest on the one year anniversary of the date of issuance, the Vesting Commencement Date, and 1/36th of the total number of shares of the Company's common stock subject to the option will vest each calendar month thereafter for the next two years, on the same day of the month as the Vesting Commencement Date

	/s/ Norman Staskey	04/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Azitra (AZTR) report for its CFO?

Azitra reported that CFO Norm Staskey received a grant of 35,524 stock options. These options give him the right to buy common shares at a fixed price as part of his compensation, rather than reflecting any open-market buying or selling activity.

What are the key terms of Norm Staskey’s Azitra stock option grant?

Norm Staskey was granted 35,524 stock options with an exercise price of $0.2127 per share. The options expire on April 20, 2036, giving him a long window to decide whether to exercise and purchase Azitra common stock at that fixed price.

How do the Azitra (AZTR) CFO’s new stock options vest over time?

The vesting schedule is time-based. One third of the 35,524 options will vest on the one-year anniversary of the grant date, and the remaining two thirds will vest in equal monthly installments over the next two years, aligning with a three-year service period.

Is the Azitra CFO’s Form 4 transaction a market purchase or sale?

The reported Form 4 transaction is a grant of stock options, coded as an award acquisition, not an open-market trade. It reflects compensation granted by the company, with no cash changing hands in the market at the time of the grant itself.

How many Azitra stock options does the CFO hold after this grant?

Following this award, CFO Norm Staskey holds 35,524 stock options directly. Each option corresponds to one share of Azitra common stock, subject to vesting and exercisable at an exercise price of $0.2127 per share before the April 20, 2036 expiration date.