STOCK TITAN

Alibaba Director Wu Maggie Wei Acquires 32,000 Shares

The director's restricted stock unit award was fully vested on September 23, 2026, subject to the underlying award agreement.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alibaba Group Holding Ltd director Wu Maggie Wei acquired 32,000 ordinary shares through restricted stock units in the form of American Depositary Shares (ADSs); each ADS represents 8 ordinary shares. The RSUs were granted and fully vested on September 23, 2026, subject to the award agreement. Her reported direct holding after the acquisition was 3,686,160 ordinary shares. A separate indirect holding through a trust was reported as 7,200,000 ordinary shares. No Rule 10b5-1 plan is reported.

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Insider Wu Maggie Wei
Role Director
Type Security Shares Price Value
Grant/Award Ordinary Shares F1 32,000 $0.00 $0.00
holding Ordinary Shares -- -- --
Holdings After Transaction: Ordinary Shares — 3,686,160 shares (Direct); Ordinary Shares — 7,200,000 shares (Indirect, By trust)
Footnotes (1)
  1. F1. Represents the acquisition of 32,000 ordinary shares pursuant to an award of restricted stock units in the form of American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. The RSUs were granted and fully vested on Sep 23, 2026, subject to the terms and conditions of the underlying award agreement.
Ordinary shares acquired 32,000 ordinary shares Awarded and fully vested on September 23, 2026
Direct ordinary shares held 3,686,160 ordinary shares Reported after the acquisition
Indirect ordinary shares held through a trust 7,200,000 ordinary shares Reported holding
Ordinary shares per ADS 8 ordinary shares per ADS ADS representation ratio
restricted stock units financial
"pursuant to an award of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
American Depositary Shares financial
"in the form of American Depositary Shares ("ADSs")"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
fully vested financial
"granted and fully vested on Sep 23, 2026"

FAQ

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How many shares did BABA director Wu Maggie Wei acquire?

Wu Maggie Wei acquired 32,000 ordinary shares on September 23, 2026, pursuant to an award of restricted stock units in the form of ADSs. Her reported direct holding after the acquisition was 3,686,160 ordinary shares.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Maggie Wei

(Last)(First)(Middle)
26/F TOWER ONE, TIMES SQUARE
1 MATHESON STREET, CAUSEWAY BAY

(Street)
HONG KONG00000

(City)(State)(Zip)

HONG KONG

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alibaba Group Holding Ltd [ BABA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares09/23/2026A(1)32,000A$03,686,160D
Ordinary Shares7,200,000IBy trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the acquisition of 32,000 ordinary shares pursuant to an award of restricted stock units in the form of American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. The RSUs were granted and fully vested on Sep 23, 2026, subject to the terms and conditions of the underlying award agreement.
/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Wei Wu09/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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