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Alibaba Group Holding (BABA) SEC Filings, Sep-Nov 2025

BABA NYSE
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Alibaba Group Holding Ltd filed a Form 13F reporting its institutional holdings. The filing lists 2 holdings with a Form 13F Information Table value total of $897,041,973. The report was signed by Jinwei Zhang, Company Secretary on 11-14-2025.

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Rhea-AI Summary

Alibaba Group Holding Limited furnished a Form 6-K that includes its Hong Kong Stock Exchange Monthly Return for October 2025 as Exhibit 99.1. This return, required under Hong Kong Listing Rule 13.25B, reports movements in the company’s authorized share capital and issued shares.

The filing is administrative in nature and makes the HKEX monthly share movement disclosure available to U.S. investors via the SEC.

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Alibaba Group Holding Limited furnished a Form 6-K to provide its Hong Kong Stock Exchange Next Day Disclosure Return as Exhibit 99.1. The company notes that, as an HKEX-listed issuer, it must submit this return to report movements in authorized issued shares or treasury shares pursuant to Hong Kong Listing Rule 13.25A. The exhibit is dated October 28, 2025 and is attached to this report.

The filing also confirms Alibaba files annual reports under Form 20-F. No financial results or transaction details are presented in this submission; it primarily furnishes the required disclosure return.

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Alibaba Group Holding Limited submitted a Form 6-K to provide investors with its latest Hong Kong Stock Exchange compliance filing. As a Hong Kong–listed issuer, the company must file a Monthly Return detailing movements in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules. This Form 6-K simply furnishes the Monthly Return for September 2025 as an exhibit, allowing U.S. investors to access the same share-movement information that is reported in Hong Kong.

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Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The filing mainly serves to furnish a press release, attached as Exhibit 99.1, titled “Alibaba Group Announces Completion of Exchange Offer for Outstanding Senior Notes.”

The company states that this exhibit is incorporated by reference into its existing Registration Statement on Form F-4 (Registration No. 333-288794), making the press release part of that registration statement from the date this report is furnished, unless later superseded.

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Alibaba Group Holding Limited furnished a Form 6-K mainly to file exhibits documenting the completion of an offering of approximately US$3.2 billion of zero coupon convertible senior notes. The company notes that Exhibit 99.1 to this report is incorporated by reference into its existing Form F-4 registration statement.

The filing is administrative in nature, formally linking the press release and related announcement about the completed zero coupon convertible senior notes offering to Alibaba’s U.S. securities law disclosure record.

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Alibaba Group Holding Limited furnished a Form 6-K as a foreign private issuer, primarily to attach several press releases and announcements related to a financing transaction. The exhibits describe a proposed and subsequently priced offering of approximately US$3.2 Billion zero coupon convertible senior notes. Certain exhibits, including the proposed and priced offering press releases, are incorporated by reference into Alibaba’s Registration Statement on Form F-4 (Registration No. 333-288794), making them part of that registration statement from the date this report is furnished, unless later superseded.

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FAQ

How many Alibaba Group Holding (BABA) SEC filings are available on StockTitan?

StockTitan tracks 134 SEC filings for Alibaba Group Holding (BABA), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Alibaba Group Holding (BABA)?

The most recent SEC filing for Alibaba Group Holding (BABA) was filed on November 14, 2025.