Every Form 4 that Alibaba Group Holding Limited (BABA) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BABA and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BABA filings page.
Alibaba Group Holding Ltd (BABA) director Joseph C. Tsai reported an indirect open‑market purchase of 720,000 Ordinary Shares on 2026-08-25 at $14.47 per share, with the U.S. dollar price derived using an exchange rate of HK$7.8412 to US$1.00. After this trade, an affiliated corporation held 114,979,168 shares indirectly, while Tsai also held 825,238 shares directly and 1,280,000 shares were held indirectly by his spouse. The filing notes that additional shares held by Joe and Clara Tsai Foundation Limited and Parufam Limited are excluded, and Tsai disclaims any pecuniary interest or beneficial ownership in those for Section 16 purposes.
Alibaba Group Holding Ltd (BABA) director Joseph C. Tsai, through a corporation, purchased 720,000 Ordinary Shares on 2026-08-24 at $14.29 per share, a price translated from Hong Kong dollars at HK$7.8412 to US$1.00. The shares are reported as indirectly owned by a corporation.
After this transaction, he is reported as having 114,259,168 Ordinary Shares held indirectly through a corporation, 825,238 shares held directly, and 1,280,000 shares held indirectly by his spouse. The report notes that separate holdings of Joe and Clara Tsai Foundation Limited and Parufam Limited are excluded and that he disclaims pecuniary interest in those shares.
Alibaba Group Holding Ltd (BABA) reported that Chief Executive Officer and director Wu Yongming purchased 350,000 Ordinary Shares on 2026-08-24 in an open-market or private transaction. The weighted average purchase price was $14.24 per share, based on multiple trades executed in Hong Kong dollars between HK$110.70 and HK$112.40 and converted at HK$7.8412 to US$1.00.
Following this transaction, Wu directly held 1,364,418 Ordinary Shares. In addition, the filing reports 108,000 Ordinary Shares held indirectly by his spouse and 12,320,000 Ordinary Shares held indirectly by a trust.
Alibaba Group Holding Ltd director Joseph C. Tsai reported vesting of restricted share units that settled into ordinary shares. On Jul 1, 2026, RSU awards for 7,500 and 3,333 ordinary shares vested at a conversion price of $0.00 per share, increasing his direct holdings to 825,238 ordinary shares. He also reports indirect ownership of 113,539,168 ordinary shares through a corporation and 1,280,000 ordinary shares held by his spouse. Additional RSUs remain unvested and continue to vest in equal quarterly installments, subject to the terms of the underlying award agreements.
Alibaba Group Holding Ltd Chief Executive Officer Wu Yongming reported routine equity compensation activity. On Jul 1, 2026, restricted share units vested and were settled into 41,333 ordinary shares, recorded as exercises of derivative securities rather than open-market purchases.
Following these transactions, Wu held 1,014,418 ordinary shares directly, with additional indirect holdings of 12,320,000 ordinary shares by trust and 108,000 ordinary shares by his spouse. The filing also shows remaining unvested restricted share unit awards that continue to vest in quarterly installments, with vesting reported as of Jul 1, 2026.
Alibaba Group Holding Ltd president J. Michael Evans sold 720,000 Ordinary Shares in two open-market transactions. The sales occurred on June 29, 2026 at weighted average prices of $95.59 for 27,008 shares and $94.92 for 692,992 shares, in ranges from $94.455 to $95.905 per share. These transactions were conducted through a broker-dealer pursuant to Rule 144 under the Securities Act. Following the sales, Evans directly owns 28,000 Ordinary Shares of Alibaba.
Alibaba Group Holding Ltd executive Jiang Fan, CEO of a business group, reported routine equity compensation activity tied to restricted share units vesting on June 25, 2026. Several RSU awards vested and settled into American Depositary Shares and ordinary shares, increasing his direct share ownership.
To cover related tax withholding obligations under Alibaba’s equity plan, 13,579 ordinary shares were sold in the Hong Kong market at a weighted average price of $12.10 per share, based on prices between HK$94.00 and HK$95.00. Following these transactions, Jiang Fan directly holds 556,617 ordinary shares.
The filing also shows continuing unvested RSU positions, including 232,500 restricted share units in the form of ADS-based awards and 110,000 restricted share units in ordinary-share awards, scheduled to vest in equal quarterly installments under existing award agreements.
Alibaba Group Holding Ltd Chief Financial Officer Xu Hong reported compensation-related equity activity and a related share sale. Restricted share units vested and were settled into American Depositary Shares and ordinary shares, resulting in the acquisition of ordinary shares underlying 389,000 vested units. To satisfy tax withholding obligations from this vesting, 175,054 ordinary shares were sold in open-market transactions in Hong Kong at a weighted average price of $12.15 per share. Following these transactions, Xu Hong holds 280,496 ordinary shares directly and 657,570 ordinary shares indirectly through a trust.
Alibaba Group Holding Ltd’s General Counsel Yu Siying reported a mix of equity vesting and related share sales. On Jun 25, 2026, restricted share units vested and were settled into ordinary shares and American Depositary Shares, resulting in the acquisition of 13,502 ordinary shares through derivative exercises.
To cover tax withholding obligations tied to this vesting, 6,772 ordinary shares were sold in the Hong Kong market at a weighted average price of $12.10 per share, based on prices originally denominated in Hong Kong dollars. After these transactions, Yu holds 607,234 ordinary shares directly and 3,809,664 ordinary shares indirectly through a trust, indicating that the reported activity reflects compensation-related vesting with a tax-driven sale rather than a discretionary reduction in overall ownership.
Alibaba Group Holding Ltd’s Chief People Officer Jiang Fang reported compensation-related share activity tied to restricted share units vesting on Jun 25, 2026. Several RSU awards vested and settled into American Depositary Shares and ordinary shares, adding a total of 9,756 ordinary shares from derivative exercises.
To cover tax withholding obligations from this vesting, 4,898 ordinary shares were withheld and sold on the Hong Kong market at a weighted average price of $12.09 per share, based on prices in Hong Kong dollars converted at HK$7.8464 to US$1.00. After these transactions, Jiang Fang directly owns 5,559,511 ordinary shares and indirectly holds 23,116,864 ordinary shares through a trust.
Wu Yongming reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Chief Executive Officer Wu Yongming received a grant of 448,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share. The award reflects a new equity-based compensation grant rather than an open-market transaction.
The filing states that this RSU award will vest in sixteen equal quarterly installments starting on July 1, 2026, subject to the terms and conditions of the award agreement. After this grant, Wu holds 448,000 RSUs directly, providing long-term, stock-linked incentives tied to Alibaba’s future performance and service over the multi-year vesting period.
Alibaba Group Holding Ltd reported that Chief People Officer Jiang Fang received a grant of 60,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share, so this award could convert into 60,000 ordinary shares over time.
The RSU grant vests in sixteen equal quarterly installments beginning on June 25, 2026, as long as the conditions in the award agreement are met. This is a compensation-related equity award, not an open‑market stock purchase or sale, and leaves Jiang Fang holding 60,000 unvested RSUs from this grant.
Jiang Fan (FJ) reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Jiang Fan, CEO of a business group, received a grant of 248,000 restricted share units on May 29, 2026. Each unit represents one ordinary share at no purchase price. The award vests in 16 equal quarterly installments starting on June 25, 2026, and Jiang Fan holds 248,000 units after this grant.
Tsai Joseph C reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd director Joseph C. Tsai received a grant of 120,000 Restricted Share Units (RSUs) on ordinary shares. Each RSU represents a contingent right to receive one ordinary share.
The award consists of unvested RSUs that vest in sixteen equal quarterly installments starting on July 1, 2026, subject to the terms and conditions of the underlying award agreement. Following this grant, Tsai has 120,000 RSUs reported in this filing.
Xu Hong reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Chief Financial Officer Xu Hong received a grant of 160,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share, making the award equivalent to 160,000 ordinary shares if fully vested.
The filing states that these RSUs are currently unvested and will vest in sixteen equal quarterly installments beginning on June 25, 2026, subject to the terms and conditions of the underlying award agreement. This is a compensation-related equity award rather than an open‑market share purchase or sale.
Yu Siying reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that General Counsel Siying Yu received a grant of 120,000 restricted share units. Each unit represents a contingent right to receive one ordinary share. The award consists of unvested RSUs that are scheduled to vest in sixteen equal quarterly installments starting on June 25, 2026, subject to the terms and conditions of the award agreement. Following this grant, Yu holds 120,000 RSUs related to Alibaba ordinary shares as reflected in this filing.
Alibaba Group Holding Ltd president J. Michael Evans exercised restricted share units into ordinary shares on Apr 1, 2026. Multiple restricted share unit awards in the form of American Depositary Shares vested and settled, resulting in the acquisition of 748,000 ordinary shares. The filing shows no share sales, and Evans now directly holds 748,000 ordinary shares after these vestings. Footnotes state that several awards have fully vested as of Apr 1, 2026, while another award continues to vest in installments.
Alibaba Group Holding Ltd director Joseph C. Tsai reported the vesting of 3,333 restricted share units on April 1, 2026, which settled into an equal number of ordinary shares at no exercise price. Following this RSU vesting, he directly holds 814,405 ordinary shares and 66,667 restricted share units. The filing also shows substantial indirect ownership of ordinary shares held by his spouse and a related corporation.
Alibaba Group director Maggie Wei Wu reported the vesting of equity awards that increased her share holdings. On Apr 1, 2026, 40,808 restricted share units vested and settled into American Depositary Shares, each representing 8 ordinary shares. These units had no exercise price and reflect compensation rather than open‑market purchases.
Following the conversions, Wu directly holds 3,654,160 ordinary shares. An additional 7,200,000 ordinary shares are held indirectly by a trust. One award that began vesting on Apr 1, 2021 is now fully vested, while another award that began vesting on Apr 1, 2022 still has unvested units outstanding.
Alibaba Group Holding Ltd Chief Executive Officer and director Wu Yongming exercised restricted share units that vested into ordinary shares. On Apr 1, 2026, 13,333 restricted share units settled into 13,333 ordinary shares at an exercise price of $0.00 per share as compensation.
Following these transactions, Wu held 973,085 ordinary shares directly and 266,667 restricted share units outstanding and unvested. Indirect holdings included 108,000 ordinary shares held by his spouse and 12,320,000 ordinary shares held by a trust.
Alibaba Group Holding Ltd’s Chief People Officer Jiang Fang reported routine equity compensation activity. On March 25, 2026, restricted share units vested and were converted into a total of 37,333 ordinary shares, including units that settled into American Depositary Shares where each ADS represents eight ordinary shares.
On the same date, 16,848 ordinary shares were sold at a weighted average price of $16.10 per share in Hong Kong to satisfy tax withholding obligations related to this vesting, as described in the footnotes. After these transactions, Jiang Fang held 5,554,653 ordinary shares directly and additional ordinary shares indirectly through a trust.
Alibaba Group Holding Ltd Chief Financial Officer Xu Hong reported routine equity compensation activity. On March 25, 2026, restricted share units vested and were exercised into a total of 121,000 ordinary shares, including units that settled into American Depositary Shares and ordinary shares.
On the same date, 54,450 ordinary shares were sold at a weighted average price of $16.07 per share, with the filing stating the sales were made in Hong Kong to satisfy tax withholding obligations related to the RSU vesting. After these transactions, Xu Hong holds 66,550 ordinary shares directly and 657,570 ordinary shares indirectly through a trust, while additional RSU awards remain unvested and continue on their scheduled vesting timelines.
Alibaba Group Holding Ltd General Counsel Siying Yu reported routine equity compensation activity involving restricted share units and ordinary shares. On Mar 25, 2026, Yu exercised or vested derivative awards covering 47,610 ordinary shares, converting restricted share units into American Depositary Shares and ordinary shares under existing equity awards.
The filing also reports a sale of 21,472 ordinary shares at a weighted average price of $16.06 per share, with individual trades executed in Hong Kong dollars between HK$125 and HK$128.7 and converted at HK$7.8274 to $1.00. According to the disclosure, these shares were sold in the open market in Hong Kong to satisfy tax withholding obligations related to the vesting of restricted share units. After these transactions, Yu directly holds 600,503 ordinary shares and indirectly holds 3,809,664 ordinary shares through a trust.