Every 8-K that BAB INC (BABB) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow BABB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BABB filings page.
BAB, Inc. reported that its Board of Directors elected George M. Ristau, Jr. to the Board, filling the vacancy created by the passing of James A. Lentz. He will serve until the Company’s 2027 Annual Meeting of Shareholders and was also appointed to the Audit Committee effective July 1, 2026.
The Board determined that Mr. Ristau meets the independence requirements for Audit Committee service under Rule 10A-3 of the Exchange Act and the OTCQB Corporate Governance Guidelines. He brings extensive legal, real estate, management and business experience from decades as an attorney, real estate broker, and broker/owner of real estate firms.
BAB, Inc. reported a leadership change in its finance function. Effective June 29, 2026, Chief Financial Officer Geraldine Conn will move to a part-time schedule while continuing as CFO and principal financial officer, including responsibility for reviewing and approving the company’s 10-Q and 10-K filings.
Her salary will be adjusted to match the reduced schedule. To support day-to-day accounting, BAB, Inc. engaged Sassetti, LLC, its former independent registered public accounting firm, to provide outsourced accounting support under Ms. Conn’s supervision. The company states there are no related party transactions with Ms. Conn or Sassetti, LLC requiring disclosure.
BAB, Inc. reported results of its annual shareholder meeting held on June 3, 2026. Shareholders voted on four director nominees and one additional proposal.
For directors, Michael Evans received 2,968,915 votes for and 668,582 withheld, while the other three nominees each received 2,941,000+ votes for and about 695,000–696,000 withheld, with 993,743 broker non-votes on each director item.
On the separate proposal, shareholders cast 4,404,741 votes for, 98,332 against, and 128,167 abstentions. The filing is signed by Chief Executive Officer Michael W. Evans.
BAB, Inc. reported a planned change in its independent auditor. Sassetti LLC, its current independent registered public accounting firm, notified the company that it will resign effective upon the filing of BAB’s Form 10-K for the year ended November 30, 2025, as Sassetti is discontinuing audit services for public company clients.
The company’s Audit Committee and Board appointed CBIZ CPAs P.C. as the new independent registered public accounting firm for the fiscal year ending November 30, 2026, with the engagement becoming effective immediately after Sassetti’s resignation.
BAB, Inc. reported leadership and board changes driven by the planned retirement of a key executive. On November 19, 2025, Michael K. Murtaugh, Vice President and General Counsel, Corporate Secretary, and a director, notified the company he will retire and resign from all positions effective November 27, 2025 due to personal health reasons, and the company states this is not due to any disagreement over operations, policies, or practices.
The Board appointed Brian J. Evans, age 34, as Chief Operating Officer and Corporate Secretary effective January 1, 2025 or earlier, with employment on an at-will basis and no separate employment agreement. He has been with the company since 2016 and is the son of President and CEO Michael W. Evans, with no related-party transactions requiring disclosure beyond his compensation. To bridge the transition, the Board appointed Chief Financial Officer Geraldine Conn, age 74, as Corporate Secretary effective November 27, 2025 and as a director on the same date, filling the vacated board seat, without additional board compensation.
BAB, Inc. reported that its Board of Directors approved Amendment No. 7 to the company’s Preferred Shares Rights Agreement dated May 6, 2013. The amendment changes the definition of the agreement’s “Final Expiration Date” so that the rights will now expire on the sixteenth anniversary of the original agreement. This effectively extends the duration of the shareholder rights plan, which is designed to govern how rights tied to the company’s preferred shares behave over time.