[8-K] BAB, INC. Reports Material Event

BAB, Inc. reported that its Board of Directors approved Amendment No. 7 to the company’s Preferred Shares Rights Agreement dated May 6, 2013.

Rhea-AI Filing Summary

BAB, Inc. reported that its Board of Directors approved Amendment No. 7 to the company’s Preferred Shares Rights Agreement dated May 6, 2013. The amendment changes the definition of the agreement’s “Final Expiration Date” so that the rights will now expire on the sixteenth anniversary of the original agreement. This effectively extends the duration of the shareholder rights plan, which is designed to govern how rights tied to the company’s preferred shares behave over time.

Insights

Corporate governance analyst

BAB, Inc. extended the duration of its shareholder rights plan.

BAB, Inc. approved Amendment No. 7 to its Preferred Shares Rights Agreement originally dated May 6, 2013. The key change is to redefine the “Final Expiration Date” so the rights now terminate on the sixteenth anniversary of that original agreement date.

This type of rights agreement, sometimes called a shareholder rights plan, sets terms for how rights linked to preferred shares operate under certain ownership or control scenarios. Extending the expiration date keeps this framework in place for a longer period, which can affect how large ownership changes are structured.

The practical impact will depend on future ownership activity and whether any investor approaches levels that might trigger provisions in the rights agreement. Subsequent company disclosures would clarify if any specific events bring the rights plan into focus.

8-K Event Classification

3 items: 1.01, 3.03, 9.01

3 items

Item 1.01 Entry into a Material Definitive Agreement Business

The company signed a significant contract such as a merger agreement, credit facility, or major partnership.

Item 3.03 Material Modification to Rights of Security Holders Securities

A change was made that materially affects the rights of existing shareholders (e.g., dividend rights, voting rights).

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/19/2025 - 01:47 PM Learn about SEC filing dates

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Form 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act 1934

Date of Report

November 19, 2025

BAB, Inc.

(Exact name of registrant as specified in its charter)

Delaware	0-31555	36-4389547
(State or other jurisdiction of Identification Number)	Commission file number	(I.R.S. Employer incorporation or organization)

500 Lake Cook Road, Suite 475, Deerfield, IL 60015

(Address of principal executive offices) (Zip Code)

Issuer's telephone number (847) 948-7520

(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:	Trading Symbol(s)	Name of each exchange on which registered
Common Stock	BABB	OTCQB

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company              ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 1.01. Entry into a Material Definitive Agreement

The information included in item 3.03 below and Amendment No. 7 to Preferred Shares Rights Agreement filed as Exhibit Number 99.2 to this current report on Form 8-K is incorporated herein by reference.

Item 3.03 Material Modification to Rights of Security Holders.

On November 19, 2025 the Board of Directors approved Amendment No.7 to the Company’s Preferred Shares Rights Agreement dated as May 6, 2013. The amendment

revises the definition of “Final Expiration Date” to mean the sixteenth anniversary of the date of the Preferred Shares Rights Agreement.

Item 9.01 Financial Statements and Exhibits

The following is filed as an Exhibit to this current report on form 8-K:

Exhibit 99.2 Amendment No. 7 to Preferred Shares Rights Agreement

Exhibit 104 Cover-Page Interactive Data File (embedded within the Inline XBRL document)

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto

duly authorized.

BAB, Inc.

(Registrant)

By: /s/ Michael K Murtaugh

Michael K. Murtaugh, General Counsel and Secretary

Date: November 19, 2025