BAB, INC. (BABB) COO discloses 430 common shares in Form 3

Rhea-AI Filing Summary

BAB, INC. filed an initial insider ownership report for its Chief Operating Officer as of 12/30/2025. The filing shows the officer beneficially owns 430 shares of BAB common stock, held directly. No derivative securities, such as options or warrants, are listed in the tables, indicating only direct common stock ownership is reported in this statement.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Evans Brian John

(Last) (First) (Middle)

500 LAKE COOK RD.

SUITE 475

(Street)

DEERFIELD IL 60015

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/30/2025

3. Issuer Name and Ticker or Trading Symbol
BAB, INC. [ BABB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	430	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Brian Evans	12/30/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider ownership did BAB, INC. (BABB) disclose in this filing?

The filing reports that the Chief Operating Officer of BAB, INC. beneficially owns 430 shares of common stock, held directly.

Who is the insider in this BAB, INC. (BABB) Form 3 filing?

The insider is identified as an officer of BAB, INC., serving as Chief Operating Officer, and this is an initial statement of beneficial ownership.

As of what date is the insider ownership in BAB, INC. (BABB) reported?

The insider ownership is reported as of the Date of Event, which is 12/30/2025.

Does the BAB, INC. (BABB) officer hold any derivative securities?

The derivative securities table does not list any positions, indicating no derivative securities such as options, warrants, or convertible instruments are reported.

Is the BAB, INC. (BABB) Form 3 filed by one or multiple reporting persons?

The document indicates it is a Form filed by One Reporting Person, not by a group.

What type of security does the BAB, INC. (BABB) insider own?

The insider owns Common Stock of BAB, INC., with 430 shares reported as beneficially owned on a direct basis.