STOCK TITAN

BAB, INC. (BABB) director discloses 123,000 Common Stock shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BAB, INC. director George Michael Ristau Jr filed an initial ownership report on Form 3. The filing shows he directly holds 123,000 shares of Common Stock as of the reported date, with no specific buy or sell transaction reported in this filing.

Positive

  • None.

Negative

  • None.
Insider Ristau George Michael Jr
Role null
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 123,000 shares (Direct, null)
Footnotes (1)
Common Stock held 123,000 shares Total shares following reported holding entry
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
direct ownership financial
"ownership_type: "direct" with ownership_code "D""
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
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FAQ

What does the BAB, INC. (BABB) Form 3 filing show for George Michael Ristau Jr?

The Form 3 filing shows director George Michael Ristau Jr directly holds 123,000 shares of BAB, INC. Common Stock. This is an initial ownership report and does not itself indicate any recent purchase or sale activity.

How many BAB, INC. (BABB) shares does the reporting person hold in this Form 3?

The reporting person, director George Michael Ristau Jr, is shown as holding 123,000 shares of BAB, INC. Common Stock directly. This figure reflects his reported beneficial ownership as of the Form 3’s transaction date entry.

Does the BAB, INC. (BABB) Form 3 indicate recent insider buying or selling?

The Form 3 does not indicate recent insider buying or selling. It classifies the entry as a holding, with an unknown transaction code, and simply reports that George Michael Ristau Jr owns 123,000 Common Stock shares directly.

What is the ownership type reported in the BAB, INC. (BABB) Form 3 filing?

The filing reports direct ownership of the 123,000 Common Stock shares by George Michael Ristau Jr. The direct-or-indirect field is coded as “D,” meaning the shares are held directly rather than through an intermediary entity.

Who is the reporting person in the BAB, INC. (BABB) Form 3 and what is his role?

The reporting person is George Michael Ristau Jr, identified as a director of BAB, INC. The Form 3 records his initial beneficial ownership position in the company’s Common Stock rather than detailing any specific transaction.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ristau George Michael Jr

(Last)(First)(Middle)
500 LAKE COOK RD

(Street)
DEERFIELD ILLINOIS 60015

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
BAB, INC. [ BABB ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock123,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ George Michael Ristau Jr.07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)