BAB, Inc. COO discloses ownership of 430 common shares

BAB, Inc. executive Brian Evans, who serves as Chief Operating Officer, filed an initial ownership report covering his holdings in the company.

Accepted by SEC EDGAR 12/30/2025 - 06:02 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

BAB, Inc. executive Brian Evans, who serves as Chief Operating Officer, filed an initial ownership report covering his holdings in the company. As of the event date of 12/30/2025, he reported beneficial ownership of 430 shares of BAB, Inc. common stock, held directly. The filing also includes a table for derivative securities such as options or warrants, but no derivative positions are listed, indicating only common stock ownership is being reported here.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider BAB, INC.

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 430 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider ownership did BAB, Inc. (BABB) report for its COO?

The Chief Operating Officer, Brian Evans, reported beneficial ownership of 430 shares of BAB, Inc. common stock, held directly.

What is the event date for Brian Evans' ownership report at BAB, Inc. (BABB)?

The reported holdings relate to an event date of 12/30/2025.

Does the BAB, Inc. (BABB) COO hold any derivative securities like options or warrants?

The section for derivative securities in the filing is present but contains no entries, so only common stock holdings are reported.

Is this BAB, Inc. (BABB) ownership report filed by a single insider or a group?

The report is indicated as a Form filed by one reporting person, covering only Brian Evans.

What is Brian Evans' relationship to BAB, Inc. (BABB)?

Brian Evans is listed as an officer of BAB, Inc., with the title Chief Operating Officer.

Is the 430-share stake in BAB, Inc. (BABB) held directly or indirectly?

The filing shows 430 shares of common stock with an ownership form of Direct (D).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

BAB, INC.

(Last) (First) (Middle)

500 LAKE COOK RD.

SUITE 475

(Street)

DEERFIELD IL 60015

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/30/2025

3. Issuer Name and Ticker or Trading Symbol
BAB, INC. [ BABB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	430	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Brian Evans	12/30/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.