Welcome to our dedicated page for Bank of America SEC filings (Ticker: BAC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of America Corporation (BAC) SEC filings page provides access to the company’s official disclosures filed with the U.S. Securities and Exchange Commission. As a large financial institution with common stock and multiple series of preferred stock and related depositary shares listed on the New York Stock Exchange, Bank of America files a wide range of documents that detail its financial condition, capital structure, and material corporate events.
Among the most closely watched filings are the company’s periodic reports and earnings-related Form 8-Ks, which announce quarterly and annual results, summarize net income and other key metrics, and reference accompanying press releases, presentation materials, and supplemental financial information. These filings also describe investor conference calls and webcasts where management discusses performance and other matters related to the corporation.
Bank of America’s filings further outline its registered securities, including common stock under the BAC ticker and numerous preferred stock series and hybrid income term securities, each with its own trading symbol. Other 8-Ks address topics such as changes in accounting methods for certain equity investments, the issuance of new preferred stock series and related depositary shares, and authorizations of common stock repurchase programs and dividends.
On this page, users can review Bank of America’s SEC filings as they are made available from EDGAR. AI-powered tools can assist by summarizing lengthy documents, highlighting important sections in 10-K and 10-Q reports, and making it easier to understand disclosures about capital, preferred stock terms, and other regulatory information that shapes the BAC investment profile.
BofA Finance LLC is offering Fixed Income Issuer Callable Yield Notes fully guaranteed by Bank of America Corporation, linked to the least performing of the Market Guard Top 100 Index (MGX100), the Nasdaq-100® Index (NDX) and the S&P 500® Index. The Notes are expected to price on
BofA Finance LLC priced auto-callable notes fully guaranteed by Bank of America Corporation linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. The Notes are expected to price on
BofA Finance LLC, fully guaranteed by Bank of America Corporation, is offering Buffered Digital Return Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The Notes are expected to price on March 9, 2026, issue on March 12, 2026, and mature on April 14, 2027 with an approximate 13-month term.
If the Ending Value of each Underlying is ≥ 85.00% of its Starting Value, the Notes pay a fixed digital payment of $1,126.50 per $1,000 principal (a 12.65% return). If the Least Performing Underlying falls below 85% of its Starting Value, holders bear 1:1 downside beyond the 15% buffer and may lose up to 85.00% of principal. There are no periodic interest payments; initial estimated values at pricing are provided as $940.00–$990.00 per $1,000 and the Notes will not be exchange-listed. All payments are subject to the credit risk of the Issuer and the Guarantor.
Bank of America executive Bruce R. Thompson reported equity award activity involving performance-based restricted stock units and common stock. He exercised 2023 Performance Restricted Stock Units covering 87,428 units, which converted into the same number of Bank of America common shares at a price of $0.00 per share.
To cover tax withholding on this vesting, 42,518 common shares were disposed of to the issuer at $49.83 per share, characterized as a tax-withholding disposition rather than an open-market sale. After these transactions, he directly held 904,061 common shares
He also directly held 40,000 shares of Preferred Stock, Series LL, and indirectly, through a trust, 60,000 shares of Preferred Stock, Series NN and 225,000 common shares. A footnote explains that the 2023 performance units were earned at 100% of target based on three-year performance goals and were fully settled in shares on March 1, 2026.
Bank of America Chief Operations Executive Thomas M. Scrivener reported equity award activity involving performance-based stock units and common stock. On March 1, 2026, he exercised 37,469 2023 Performance Restricted Stock Units, each convertible into one share of common stock at $0.00 per unit, earning 100% of the target based on three-year performance goals. These units were settled entirely in common shares, increasing his direct common stock holdings by 37,469 shares to 294,466 shares. On the same date, 16,493 common shares at $49.83 per share were withheld and disposed of back to the issuer to satisfy tax withholding obligations related to this award, leaving him with 277,973 directly owned common shares.
Bank of America vice chair Thong M. Nguyen exercised 99,917 2023 Performance Restricted Stock Units, which converted into an equal number of common shares. The common shares are held indirectly by a trust. To cover tax withholding, 55,165 common shares were delivered back to the issuer at
BofA Finance LLC priced $286,000 of Fixed Income Buffered Issuer Callable Yield Notes, fully and unconditionally guaranteed by Bank of America Corporation. The Notes priced on
The Notes are linked to the least performing of the Market Guard Top 100 Index (MGX100), the Nasdaq-100® Index (NDX) and the S&P 500® Index (SPX). At maturity, if the Least Performing Underlying is below its Threshold Value (80% of its Starting Value), holders will suffer 1:1 downside beyond the initial
Bank of America (BAC) Global General Counsel Lauren A. Mogensen exercised 47,877 2023 Performance Restricted Stock Units into 47,877 shares of common stock on March 1, 2026, following achievement of the award’s performance goals for the 2023–2025 period.
To cover related tax withholding, 23,199 common shares were disposed to the issuer at $49.83 per share. After these transactions, Mogensen directly owned 575,925 shares of Bank of America common stock.
Bank of America executive Bernard A. Mensah, President, International, reported several equity compensation events on March 1, 2026. He exercised or converted derivative awards, including 1,432 vested phantom stock units, 17,521 2023 performance restricted stock units, and 17,521 vested restricted stock units, all at a stated price of $0.00 per share as they settled into common stock. Following these transactions, his directly held common stock position was 264,184 shares. The filing also shows a disposition of 1,432 common shares to the issuer at $49.83 per share, reflecting shares delivered back to Bank of America rather than an open-market sale.
Bank of America Chief Risk Officer Geoffrey S. Greener exercised 107,411 2023 Performance Restricted Stock Units into an equal number of common shares on March 1, 2026. These shares are held indirectly through a revocable trust, which then disposed of 54,911 shares to Bank of America to cover tax withholding obligations related to the award.