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BANK OF AMERICA CORP (BAC) reported that Chair and CEO Brian T. Moynihan on September 15, 2026 exercised 18,082 cash-settled restricted stock units that are economically equivalent to Bank of America common stock, resulting in the acquisition of 18,082 common shares.
The same day, 18,082 common shares were returned to the issuer at $59.52 per share, so this sequence of transactions effectively left his direct common share position from this award unchanged while reducing the reported balance of these cash-settled units to 90,415. Indirect holdings after these transactions include 3,623.132 common shares in a 401(k) plan and 100,000 common shares held by a trust. No transactions are reported as made under a Rule 10b5-1 trading plan.
BANK OF AMERICA CORP (symbol: BAC) is the issuer of record for a Form 4 filing submitted to the SEC. Okpara Johnbull reported disposition transactions in this Form 4 filing.
BANK OF AMERICA CORP (BAC) reported that Chief Accounting Officer Johnbull Okpara had 50 depositary shares of Preferred Stock, Series DD (each representing a 1/25th interest in a share) redeemed by the issuer on March 10, 2026 at $1,000.00 per depositary share. All shares and depositary shares of this preferred series were redeemed by the company, and dividends on the redeemed depositary shares ceased to accrue on the redemption date. After this redemption, Okpara holds no Preferred Stock, Series DD and directly holds 27,749 shares of Common Stock.
BANK OF AMERICA CORP (BAC) filed an amended Form 3 for Chief Accounting Officer Okpara Johnbull to correct his reported holdings of Preferred Stock, Series DD. The amendment states that he beneficially owns 50 depositary shares, not 50,000 as previously reported.
The footnote explains that the 50,000 figure was inadvertently reported on the original Form 3 and then repeated on three subsequent Forms 4 filed on his behalf. The amendment updates the ownership record without reporting any new transaction.
BANK OF AMERICA CORP (BAC), via BofA Finance LLC, is offering 62,500 Autocallable Participation Notes linked to the iShares Core S&P Small-Cap ETF at $10 principal per unit, for a total public offering of $625,000. The notes are senior unsecured obligations of BofA Finance, fully and unconditionally guaranteed by BAC.
The notes have a term of about three years, may be automatically called after one year at $10.94 per unit (a 9.40% return) if the ETF’s price is at or above the Starting Value of $146.77, and pay no periodic interest. If not called, at maturity investors get 1‑to‑1 upside participation above the Threshold Value of $132.09 (90% of the Starting Value), but face 1‑to‑1 downside below that level with up to 90% of principal at risk. The initial estimated value is $9.715 per unit, below the $10 offering price, reflecting BAC’s internal funding rate, fees and hedging costs. Payments depend on the ETF’s performance and the credit of BofA Finance and BAC, and the notes are not listed, with only limited secondary market liquidity expected.
Bank of America Corporation (BAC), via BofA Finance LLC, is issuing $125,000 of Contingent Income Buffered (with Memory Feature) Auto-Callable Yield Notes linked to the S&P 500 Futures 35% Volatility Compass TCA 6% Decrement Index, maturing August 29, 2031. The Notes pay a monthly contingent coupon of $8.75 per $1,000 when the index is at or above 70% of its Starting Value of 1,093.87, with a memory feature. From August 26, 2027, the Notes are automatically called if the index is at or above 100% of its Starting Value, returning principal plus the due coupon.
If held to maturity and not called, principal is protected only to a 15% decline; below 85% of the Starting Value (Threshold Value 929.79), repayment is reduced 1:1, with up to 85% of principal at risk. The Notes are unsecured obligations of BofA Finance, fully and unconditionally guaranteed by BAC, are not exchange-listed, and priced at $1,000 per Note versus an initial estimated value of $916.90.
BANK OF AMERICA CORP (BAC), through BofA Finance LLC, is offering $293,000 of Auto-Callable Return Notes linked to the S&P 500 FC TCA 0.50% Decrement Index ER, fully and unconditionally guaranteed by BAC and maturing on August 29, 2031, unless called earlier.
The Notes pay no periodic interest and may be automatically called on August 30, 2027 at $1,138 per $1,000 if the index level is at or above the Call Value of 494.38. If not called, at maturity investors receive principal plus 100% of any index gain when the Ending Value is at or above the 494.38 Redemption Barrier; otherwise only principal is repaid. The Notes are unsecured obligations subject to the credit risk of BofA Finance and BAC, will not be listed on any exchange, and are priced with a $1,000 public offering price versus an initial estimated value of $947.10, reflecting BAC’s internal funding rate, underwriting discount and hedging costs. The complex underlying uses leverage, volatility targeting and carry/transaction cost deductions that can materially drag performance, and the Notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of original issue discount.
Bank of America Corporation (BAC), via its subsidiary BofA Finance LLC, is offering unsecured, S&P 500® Index-linked notes with a $1,000 face amount each. The notes pay no interest, and upside is enhanced by a 130% Upside Participation Rate but capped by a Maximum Settlement Amount expected to be between $1,265.60 and $1,312.40 per $1,000.
The structure includes a 15% downside buffer: if the S&P 500® declines by up to 15% at maturity, investors receive the full face amount. If it falls more than 15%, losses are leveraged beyond the buffer using a Buffer Rate of approximately 117.647%, and investors may lose some or all principal. The notes will not be listed on any exchange and carry the credit risk of BofA Finance and BAC. The initial estimated value at pricing is expected to be $965–$995 per $1,000, below the public offering price, reflecting internal funding and hedging costs.
BANK OF AMERICA CORP (BAC), through BofA Finance LLC, is offering $1,169,000 of Capped Buffered Enhanced Return Notes linked to the S&P 500® Index, due March 2, 2028, under its Series A medium-term note program. The Notes are unsecured senior obligations of BofA Finance, fully and unconditionally guaranteed by BAC, and pay no periodic interest.
Each $1,000 Note offers 150.00% upside participation in the S&P 500® (price return only), capped at a Max Return of $1,142.50 (14.25%). There is a 10% downside buffer: if the index ending level is at or above 90.00% of the Starting Value (Threshold Value 6,908.13 vs. Starting Value 7,675.70), investors receive principal back; below that, losses match index declines beyond 10%, with up to 90% of principal at risk. Redemption is based solely on the index level on the valuation date.
The public offering price is $1,000.00 per Note, including up to $21.75 underwriting discount and up to $3.00 referral fee per $1,000, while the initial estimated value is $971.80, reflecting BAC’s internal funding rate and hedging-related charges. The Notes will not be listed on any exchange, secondary liquidity is uncertain, and all payments are subject to the credit risk of BofA Finance and BAC. Sales to retail investors in the EEA and UK are prohibited.
BANK OF AMERICA CORP (BAC), through BofA Finance LLC, is offering Contingent Income Buffered (with Memory Feature) Auto-Callable Yield Notes linked to the S&P 500 Futures 35% Volatility Compass TCA 6% Decrement Index, with a total public offering size of $640,000 and approximate 5‑year term, fully and unconditionally guaranteed by BAC.
Each $1,000 Note can pay monthly contingent coupons using a memory formula based on $9.375 per period if the index stays at or above 75% of its starting level, and is automatically called from August 2027 if the index is at or above 100% of its starting level. Principal is buffered only down to an index decline of 15%; beyond that, losses are 1:1, with up to 85% of principal at risk at maturity. The complex underlying index uses leveraged E‑Mini S&P 500 futures, a 35% target volatility strategy, and a 6.00% per annum decrement cost, which drag on performance. The initial estimated value is $916.50 per $1,000 Note, below the public offering price, and the Notes are unsecured, unlisted, and subject to the credit risk of BofA Finance and BAC.
BANK OF AMERICA CORP (BAC), via its subsidiary BofA Finance LLC, is offering $6,398,000 of Contingent Income Buffered (with Memory Feature) Auto-Callable Yield Notes linked to the least performing of Alphabet Class C, Amazon.com, Apple and NVIDIA, maturing on August 30, 2029.
The Notes pay monthly contingent coupons of $10.417 per $1,000 only if on each Observation Date every stock is at or above 60% of its Starting Value; missed coupons can be “remembered” and paid later if this condition is met. From the August 26, 2027 Call Observation Date, the Notes are automatically called at $1,000 plus coupon if every stock is at or above 100% of its Starting Value.
If not called and any stock finishes below its 80% Threshold Value at maturity, principal is reduced 1:1 beyond a 20% decline in the least performing stock, with up to 80% of principal at risk. The initial estimated value is $985.60 per $1,000, the underwriting discount is up to $32.50 per Note, the Notes are unsecured, fully and unconditionally guaranteed by BAC, and will not be listed on any exchange.