Welcome to our dedicated page for Bank of America SEC filings (Ticker: BAC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of America Corporation (BAC) SEC filings page provides access to the company’s official disclosures filed with the U.S. Securities and Exchange Commission. As a large financial institution with common stock and multiple series of preferred stock and related depositary shares listed on the New York Stock Exchange, Bank of America files a wide range of documents that detail its financial condition, capital structure, and material corporate events.
Among the most closely watched filings are the company’s periodic reports and earnings-related Form 8-Ks, which announce quarterly and annual results, summarize net income and other key metrics, and reference accompanying press releases, presentation materials, and supplemental financial information. These filings also describe investor conference calls and webcasts where management discusses performance and other matters related to the corporation.
Bank of America’s filings further outline its registered securities, including common stock under the BAC ticker and numerous preferred stock series and hybrid income term securities, each with its own trading symbol. Other 8-Ks address topics such as changes in accounting methods for certain equity investments, the issuance of new preferred stock series and related depositary shares, and authorizations of common stock repurchase programs and dividends.
On this page, users can review Bank of America’s SEC filings as they are made available from EDGAR. AI-powered tools can assist by summarizing lengthy documents, highlighting important sections in 10-K and 10-Q reports, and making it easier to understand disclosures about capital, preferred stock terms, and other regulatory information that shapes the BAC investment profile.
BofA Finance LLC is marketing callable Contingent Income Securities due March 2, 2028 linked to the worst performing of the S&P 500, Russell 2000 and NASDAQ-100.
The securities pay a contingent quarterly coupon (at least $20.00 per security, equal to 2.00% per quarter / 8.00% per annum if conditions are met) only if each underlying index closes at or above 60% of its initial index value on every index business day during the observation period. Beginning June 1, 2026, the issuer may call the securities on quarterly redemption dates for par plus any coupon then due. At maturity, if any underlying index is below its 60% downside threshold, holders suffer 1:1 exposure to the worst-performing index and may receive less than $600 per $1,000 stated principal, possibly zero. All payments are subject to issuer and guarantor credit risk of BofA Finance LLC and Bank of America Corporation.
BofA Finance LLC prices contingent income issuer callable yield Notes linked to the least performing of the NDXT, RTY and SPX. The Notes are expected to price on February 27, 2026, issue on March 4, 2026, and mature on February 1, 2028 (approximately 23 months if not called).
The Notes pay a 11.25% per annum contingent coupon (equal to 0.9375% per month) when, on an Observation Date, each Underlying is at or above 65.00% of its Starting Value. Beginning on June 1, 2026, the Issuer may call the Notes monthly for the principal plus any applicable contingent coupon. If not called and the Least Performing Underlying declines by more than 35.00% from its Starting Value, holders suffer 1:1 downside at maturity; otherwise holders receive principal. Initial estimated value range on the pricing date is $930–$980 per $1,000 principal amount versus a public offering price of $1,000. All payments are subject to the credit risk of BofA Finance and Bank of America Corporation.
BofA Finance LLC is offering contingent income issuer callable yield notes due February 28, 2029, fully guaranteed by Bank of America Corporation. The Notes link to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, have an approximate 3 year term, and are expected to price on February 23, 2026 and issue on February 26, 2026.
Key terms: a contingent coupon of 9.90% per annum (2.475% per quarter) payable quarterly if each Underlying is >= 70.00% of its Starting Value on an Observation Date; quarterly issuer call beginning February 26, 2027; principal at risk at maturity if the Least Performing Underlying declines more than 30% (1:1 downside, up to 100% loss). Public offering price is $1,000.00 per Note, underwriting discount up to $10.00, proceeds to issuer $990.00, and an initial estimated value range of $930.00 to $980.00 per $1,000.00 principal. All payments are subject to issuer and guarantor credit risk.
Bank of America Corporation executive Bruce R. Thompson reported multiple equity award transactions. On February 15, 2026, he exercised and converted various restricted stock unit grants into common stock at a price of $0.00 per share, reflecting vesting of prior long‑term awards.
To cover tax withholding obligations tied to these vestings, shares of common stock were disposed of at $52.55 per share through transactions coded as tax‑withholding dispositions and certain dispositions to the issuer, rather than open‑market sales. Following these transactions, Thompson directly held 859,151 shares of Bank of America common stock and 40,000 shares of Preferred Stock, Series LL.
He also reported indirect holdings of 225,000 shares of common stock and 60,000 shares of Preferred Stock, Series NN, held by a trust. Each restricted stock unit or similar unit is described as economically equivalent to one share of Bank of America common stock, and the footnotes outline multi‑year vesting and post‑vesting holding schedules for the underlying awards.
Bank of America’s Chief Operations Executive Thomas M. Scrivener reported multiple equity transactions in common stock and restricted stock units dated February 15, 2026. Several batches of restricted stock units were converted into common shares at no exercise price, reflecting scheduled vesting of prior equity awards.
To cover tax withholding obligations and dispositions to the issuer, Scrivener delivered portions of the newly acquired shares at a reference price of $52.55 per share. After these acquisitions and related disposals, he directly owned 253,673 shares of Bank of America common stock.
Bank of America’s Chief Accounting Officer, Johnbull Okpara, reported several equity compensation moves. On February 15, 2026, he exercised 29,908 2025 Restricted Stock Units, receiving the same number of shares of common stock. To cover tax withholding, 15,269 common shares were delivered back to the company at $52.55 per share, leaving him with 27,749 common shares held directly.
On February 13, 2026, he received a new grant of 10,000 Restricted Stock Units under the Bank of America Corporation Equity Plan. According to the award terms, these units are settled in shares and vest in two equal annual installments commencing on February 15, 2029. The filing also lists a direct holding of 50,000 shares of Preferred Stock, Series DD.
Bank of America vice chair Thong M. Nguyen reported equity award activity rather than open-market trading. On February 15, 2026, he exercised several blocks of restricted stock units from 2022–2025 grants, converting them into Bank of America common stock, largely held indirectly through a trust.
Several related transactions show shares delivered back to the issuer to satisfy tax withholding obligations at $52.55 per share, described as tax-withholding dispositions rather than discretionary sales. After these exercises and tax deliveries, the trust continues to hold a substantial common stock position for Nguyen’s benefit.
Bank of America’s Global General Counsel Lauren A. Mogensen reported multiple equity compensation transactions on February 15, 2026. She acquired common stock through the exercise and conversion of various restricted stock unit awards, each economically equivalent to one share of Bank of America common stock. Some of the newly issued shares were delivered back to the company and withheld at a price of $52.55 per share to satisfy tax withholding obligations and other dispositions to the issuer. After these transactions, she directly owned 551,247 shares of Bank of America common stock.
Bank of America (BAC) President of International Bernard A. Mensah reported a series of equity award vestings and related share movements. On February 15, 2026, multiple grants of restricted stock units and phantom stock units from 2018 through 2023 vested and were exercised, each unit representing or being economically equivalent to one share of common stock.
The Form 4 shows non‑derivative common stock acquired through these exercises and corresponding dispositions coded "F" and "D" at a price of $52.55 per share to satisfy tax withholding obligations and a disposition to the issuer. After all transactions, Mensah directly held 264,184 shares of Bank of America common stock.
Footnotes explain that these awards vest in scheduled annual installments, with the net shares from each installment generally subject to an additional twelve‑month holding period after vesting, highlighting that the activity reflects long‑term incentive compensation, not open‑market trading.
Bank of America (BAC) Chief Risk Officer Geoffrey S. Greener reported a series of equity compensation transactions dated February 15, 2026. Multiple grants of restricted stock units from 2022–2025 were exercised or converted into Bank of America common stock at a stated price of $0.0000 per share, reflecting vesting of previously awarded units. The resulting common shares are held indirectly through a revocable trust, which engaged in several F-code tax-withholding dispositions at $52.55 per share and D-code dispositions to the issuer. After these transactions, the revocable trust held 1,447,653 shares of Bank of America common stock indirectly for the reporting person. Overall, the Form 4 shows a mix of derivative exercises/conversions and related tax and issuer dispositions rather than open-market buying or selling.