Every Form 4 that BayFirst Financial Corp. (BAFN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BAFN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BAFN filings page.
BayFirst Financial Corp. (BAFN) reported that its EVP and Chief Financial Officer, Scott Joseph McKim, acquired 47.5549 shares of common stock on September 4, 2026 at $6.31 per share in an "other" transaction classified as an acquisition. The shares were purchased under the issuer's Non-Qualified Stock Purchase Plan, bringing his direct holdings to 3,325.2052 shares. No Rule 10b5-1 trading plan is reported for this transaction.
BayFirst Financial Corp. (BAFN) director and COO Oliver Robin Leigh reported acquiring a small additional position in common stock through an internal purchase program. On September 4, 2026, he acquired 47.5549 shares at $6.31 per share under the issuer's Non-Qualified Stock Purchase Plan, bringing his directly held stake to 12,138.876 shares. No Rule 10b5-1 trading plan is reported for this transaction.
BayFirst Financial Corp. (symbol: BAFN) is the issuer of record for a Form 4 filing submitted to the SEC.
BayFirst Financial Corp. (symbol: BAFN) is the issuer of record for a Form 4 filing submitted to the SEC.
BayFirst Financial Corp. (symbol: BAFN) is the issuer of record for a Form 4 filing submitted to the SEC.
BayFirst Financial Corp. (symbol: BAFN) is the issuer of record for a Form 4 filing submitted to the SEC.
BayFirst Financial Corp. (symbol: BAFN) is the issuer of record for a Form 4 filing submitted to the SEC.
BayFirst Financial Corp. disclosed that CEO & President Rogers Alfred Tate Jr., indirectly through ATRJR IRA, LLC, ATRJR, LLC, BASS COLLECTIVE, LLC and ATRJR ROTH, LLC, converted Series D Preferred Stock into common stock, including 52 preferred shares into 148,564 common and 98 preferred shares into 279,986 common. The company states that on July 14, 2025 shareholders approved converting all outstanding Series D shares and, upon conversion, all Series D Preferred Stock was retired.
BayFirst Financial Corp. director Leo Anthony N reported routine share adjustments rather than open-market trades. The issuer withheld 138 common shares at $6.49 per share to cover tax obligations on restricted stock awards, leaving him with 36,825.2336 directly held shares. In a separate ESOP-related entry, 0.2168 fractional shares allocated to his account were sold as part of the BayFirst National Bank Employee Stock Ownership Plan termination, eliminating that small indirect holding.
BayFirst Financial Corp. director Barbara J. Zipperian reported a tax-related share disposition, not an open-market sale. On May 15, 2026, 99 shares of common stock at $6.49 per share were withheld by the company to cover tax obligations tied to restricted stock awards. After this withholding, she directly holds about 4,985.10 shares, and no option exercises or open-market trades were reported.
BayFirst Financial Corp. director Derek Steven Berset reported a tax-related share disposition. On May 15, 2026, 99 shares of common stock were withheld at $6.49 per share to cover tax obligations tied to restricted stock awards. This was not an open-market sale, and Berset now directly holds about 70,233 shares of BayFirst common stock.
BayFirst Financial Corp. director Bradly William Spoor reported routine share movements involving company common stock. The filing shows 99 shares were withheld at $6.49 per share to cover tax obligations on restricted stock awards, which the footnote clarifies is not an open-market sale. After these entries, he holds 2,954.1931 shares directly and 21,927.5390 shares indirectly through S5 Consulting, LLC.
BayFirst Financial Corp. director Christos Politis reported a small, non-market transaction related to restricted stock awards. On the transaction date, 99 shares of common stock were withheld by the company at $6.49 per share to cover tax obligations, leaving him with 43,612 shares directly owned. The footnote clarifies this was tax withholding and not an open-market sale.
BayFirst Financial Corp. director Mark S. Berset reported routine equity compensation-related activity. On the reported date, 99 shares of common stock were withheld at $6.49 per share to cover tax obligations tied to the net settlement of restricted stock awards, which the company notes does not represent a sale by Berset.
Following this tax-withholding disposition, he holds 214,810.792 shares of common stock directly, and additional indirect holdings through several family trusts, including 48,697.3680 shares in the Linda Berset Irrevocable Trust, 6,596.1997 shares in the Linda C. Berset Family Trust, and 16,217.1733 shares in the Mark S. Berset 2012 Irrevocable Trust.
BayFirst Financial Corp. director Deloach Dennis Reppard III reported a tax-withholding share disposition related to restricted stock awards. On this Form 4, 99 shares of Common Stock were withheld by the company at $6.49 per share to satisfy tax obligations and remittance, not as an open-market sale. After this withholding, the director directly holds 35,739.6366 shares of Common Stock.
BayFirst Financial Corp. director Harris Alexander Octavius reported a routine tax-related share disposition. On the transaction date, 99 shares of Common Stock were withheld at $6.49 per share to cover tax obligations tied to restricted stock awards. According to the footnote, this withholding was carried out by the issuer to satisfy its tax remittance obligations and does not represent an open-market sale by the director. After this activity, Octavius held 6,657.3484 shares of BayFirst Financial Corp. common stock directly.
BayFirst Financial Corp. director Sheryl WuDunn reported a small tax-related share disposition. On this Form 4, 99 shares of Common Stock were withheld by the company at a price of $6.49 per share to cover tax obligations from net-settled restricted stock awards. The filing states this does not represent an open-market sale by the director. After this withholding, WuDunn directly holds about 6,237 Common Stock shares.
BayFirst Financial Corp. director Anthony Saravanos reported a routine tax-related share withholding. On May 15, 2026, 138 shares of common stock were withheld at $6.49 per share to satisfy tax obligations on restricted stock awards, and not sold in the market. Following this withholding, he directly holds 57,022.3411 shares of BayFirst common stock.
BayFirst Financial Corp.’s EVP and Chief Financial Officer, Scott Joseph McKim, reported small, plan-related adjustments to his BayFirst stock holdings. On May 7, 2026, he recorded an “other” transaction involving 45.3666 shares of common stock at $6.6128 per share, purchased through the company’s Non-Qualified Stock Purchase Plan, bringing his directly held stake to 3,277.6503 shares.
A prior February 19, 2026 entry shows 0.8311 shares previously allocated to his account in the BayFirst National Bank Employee Stock Ownership Plan being distributed to him and fractional shares sold as part of the ESOP’s termination, leaving no remaining indirect ESOP holdings. These are classified as restructuring-type transactions rather than open-market buying or selling.
BayFirst Financial Corp. director Thomas Gerard Zernick reported two administrative equity transactions. On May 7, 2026, he received 226.8328 shares of common stock at $6.6128 per share through the company’s Non-Qualified Stock Purchase Plan, bringing his direct holdings to 20,462.5469 shares. A prior February 19, 2026 entry reflects 0.2237 fractional ESOP shares at $6.6414 per share being sold as part of the termination of the Employee Stock Ownership Plan and distributed from his ESOP account. These are categorized as “other” restructuring-type transactions rather than open-market buys or sells.
BayFirst Financial Corp. President and COO Oliver Robin Leigh reported two small, plan-related transactions in the company’s common stock. On May 7, 2026, he acquired 45.3666 shares at $6.6128 per share through the issuer’s Non-Qualified Stock Purchase Plan, bringing his direct holdings to 12,091.3211 shares. A separate entry on February 19, 2026 reflects 0.1673 ESOP shares at $6.6414 being distributed and fractional shares sold as part of the termination of the Employee Stock Ownership Plan, reducing that indirect ESOP-related position to zero. Both transactions are coded as “other” and classified as restructuring rather than open-market buying or selling.
BayFirst Financial Corp. reported that President and COO Oliver Robin Leigh indirectly acquired common stock through an employee stock ownership plan. On this Form 4/A, 101.2515 shares of common stock were granted and allocated to his ESOP account at a price of $13.30 per share, bringing his indirect ESOP-held stake to 1,084.1673 shares.
BayFirst Financial Corp. executive vice president and chief financial officer Scott Joseph McKim reported an indirect acquisition of common stock through an employee benefit plan. On December 31, 2024, 90.8311 shares at $13.3000 per share were allocated to his account under the BayFirst National Bank Employee Stock Ownership Plan.
These 90.8311 shares are held by the ESOP and allocated to his account, with vesting tied to years of service and full vesting at a normal retirement age of 65.
BayFirst Financial Corp. reported an indirect acquisition of common stock for SVP and Chief Accounting Officer Rhonda S. Tudor. An employee stock ownership plan allocated 63.7567 shares of common stock at $13.30 per share to her ESOP account, bringing her indirectly held ESOP shares to 265.1291.
BayFirst Financial Corp. CEO Thomas Gerard Zernick reported an indirect acquisition of common stock through the company’s Employee Stock Ownership Plan. On December 31, 2024, the ESOP allocated 101.2478 shares at $13.30 per share to his account, bringing his ESOP-held balance to 1,671.2237 shares. These shares are held by the BayFirst National Bank ESOP and vest based on years of service and fully vest at normal retirement age of 65.
LEO ANTHONY N reported acquisition or exercise transactions in this Form 4 filing.
BayFirst Financial Corp. director Leo Anthony reported an indirect award of 101.2478 shares of common stock at $13.30 per share through the BayFirst National Bank Employee Stock Ownership Plan (ESOP). After this ESOP allocation, 1,671.2168 shares are attributed to his ESOP account.
According to the plan terms, these ESOP shares vest based on the director’s Years of Vesting Service, generally requiring at least 1,000 hours of work in a year, and become fully vested upon reaching the normal retirement age of 65.
BayFirst Financial Corp. insider stock purchase reported. SVP and Chief Accounting Officer Rhonda S. Tudor acquired 16.6085 shares of BayFirst Financial Corp. common stock on February 5, 2026 at a price of $6.021 per share. The purchase was made within the issuer's Non-Qualified Stock Purchase Plan.
After this transaction, Tudor beneficially owned 1,531.124 shares of common stock directly and 257.4446 shares indirectly through an ESOP, reflecting both personal and plan-related holdings in the company.
BayFirst Financial Corp. CEO and director Thomas Gerard Zernick reported routine changes in his BayFirst (BAFN) shareholdings. On February 5, 2026, he acquired 249.1281 shares of common stock at $6.021 per share through the issuer's Non-Qualified Stock Purchase Plan.
On February 3, 2026, 890 shares of common stock at $6.65 per share were withheld by BayFirst solely to cover tax obligations related to restricted stock awards, and this is explicitly described as not a sale by Zernick. After these transactions, he beneficially owned 19,454.7141 shares directly and 1,659.0275 shares indirectly through an ESOP.
BayFirst Financial Corp. EVP and CFO Scott Joseph McKim reported several common stock transactions. On February 5, 2026, he acquired 49.8256 shares at $6.021 per share through the company’s Non-Qualified Stock Purchase Plan, bringing his directly held common stock to 3,306.2837 shares.
On January 23, 2026 and February 3, 2026, a total of 164 shares at prices of $6.70 and $6.65 were withheld by the issuer to cover tax obligations related to restricted stock awards, and the filing states these do not represent sales by McKim. He also indirectly holds 79.8819 shares through an ESOP.
BayFirst Financial Corp. President and COO Oliver Robin Leigh, who also serves as a director, reported several transactions in BayFirst common stock. On February 5, 2026, he acquired 49.8256 shares at $6.021 per share through the issuer's Non-Qualified Stock Purchase Plan, bringing his directly held stake to 11,586.9545 shares.
On multiple dates between January 23 and January 27, 2026, the company withheld blocks of 119–134 shares at prices between $6.65 and $6.82 to cover tax obligations related to restricted stock awards, which the filing specifies do not represent sales by Leigh. He also reports 1,071.9677 shares of common stock held indirectly through an ESOP.
BayFirst Financial Corp. (BAFN) reported an insider equity transaction by its SVP and Chief Accounting Officer, Rhonda Tudor, on a Form 4. On 10/24/2025, 228 shares of BayFirst common stock were disposed of at $9.41 per share, coded as transaction type “F”, which indicates shares withheld to cover taxes on equity compensation.
The filing explains that these shares were withheld by the company to satisfy tax withholding and remittance obligations related to the net settlement of restricted stock awards, and that this does not represent a sale by the insider. After this transaction, Tudor beneficially owns 1,514.5155 shares of BayFirst common stock directly.
BayFirst Financial Corp. (BAFN) executive vice president and chief financial officer reported a small open-market-style acquisition of company stock. On 11/13/2025, the officer acquired 40.404 shares of common stock at a price of $7.43 per share under the issuer's Non-Qualified Stock Purchase Plan. Following this transaction, the reporting person beneficially owned 3,256.4581 shares of BayFirst common stock, held directly.
BayFirst Financial Corp. insider trade disclosure: Senior vice president and chief accounting officer Rhonda Tudor reported buying 40.404 shares of BayFirst Financial Corp. common stock on 11/13/2025 under the issuer's Non-Qualified Stock Purchase Plan. The shares were acquired at a price of $7.43 per share. Following this transaction, Tudor beneficially owns a total of 1,742.5155 shares of BayFirst Financial common stock in direct ownership. This filing is a routine Form 4 reporting an officer's equity purchase rather than a company-level financing or strategic transaction.
BayFirst Financial Corp. (BAFN) reported a small insider purchase by a director who also serves as President and COO. On 11/13/2025, the insider acquired 40.404 shares of common stock at $7.43 per share, through the issuer's Non-Qualified Stock Purchase Plan. Following this transaction, the insider beneficially owned 11,537.1289 shares of BayFirst common stock, held directly. This filing is a routine disclosure of insider activity rather than a corporate action affecting all shareholders.
BayFirst Financial Corp. (BAFN) reported an insider stock purchase by its CEO and director. On 11/13/2025, the reporting person acquired 202.0202 shares of BayFirst common stock at a price of $7.43 per share. The shares were purchased under the company’s Non-Qualified Stock Purchase Plan, indicating they were obtained through a structured company plan rather than open-market trading. Following this transaction, the insider directly beneficially owns 19,205.586 shares of BayFirst common stock.