Booz Allen (NYSE: BAH) COO has 3,426 shares withheld for taxes in Form 4
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Booz Allen Hamilton Holding Corp EVP & Chief Operating Officer Kristine Anderson had 3,426 shares of Class A common stock withheld on a tax-withholding disposition. The shares were valued at $78.03 per share. After this exempt transaction under Rule 16b-3, she directly holds 85,570 shares, which include restricted stock units.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
ANDERSON KRISTINE
Role
EVP & Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Class A Common Stock | 3,426 | $78.03 | $267K |
Holdings After Transaction:
Class A Common Stock — 85,570 shares (Direct)
Footnotes (1)
- Exempt under Rule 16b-3. Includes restricted stock units.
Key Figures
Tax-withheld shares: 3,426 shares
Price per share: $78.03 per share
Shares held after transaction: 85,570 shares
3 metrics
Tax-withheld shares
3,426 shares
Shares delivered for tax-withholding disposition on Class A common stock
Price per share
$78.03 per share
Value used for the 3,426-share tax-withholding disposition
Shares held after transaction
85,570 shares
Direct holdings of Kristine Anderson after disposition, including RSUs
Key Terms
tax-withholding disposition, Rule 16b-3, restricted stock units, Form 4
4 terms
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Rule 16b-3 regulatory
"Footnote: "Exempt under Rule 16b-3.""
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
restricted stock units financial
"Footnote: "Includes restricted stock units.""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
What insider transaction did Booz Allen (BAH) report for Kristine Anderson?
Booz Allen reported a tax-withholding disposition by EVP & COO Kristine Anderson. 3,426 shares of Class A common stock were withheld at $78.03 per share to cover obligations, rather than sold in the open market.
Was the Booz Allen (BAH) insider transaction an open-market sale?
No. The transaction was a tax-withholding disposition, coded “F,” where 3,426 shares were delivered to satisfy obligations. It is exempt under Rule 16b-3 and is not an open-market sale of shares.
What does Rule 16b-3 mean for this Booz Allen (BAH) Form 4 filing?
Rule 16b-3 provides an exemption for certain insider transactions, such as compensation-related or tax-withholding events. In this filing, the 3,426-share disposition is treated as exempt, highlighting it as an administrative equity event rather than a discretionary trade.