Booz Allen (NYSE: BAH) EVP reports routine tax-withholding share disposition
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Booz Allen Hamilton Holding Corp Executive Vice President Thomas Pfeifer reported a routine tax-withholding disposition of company stock. On this transaction, 1,333 shares of Class A Common Stock were withheld at $78.03 per share to satisfy tax obligations, rather than being sold on the open market. After this event, he directly owns 34,319 shares, which the disclosure notes include restricted stock units. The transaction is described as exempt under Rule 16b-3, highlighting that it is a standard compensation-related administrative event.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Pfeifer Thomas
Role
Executive Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Class A Common Stock | 1,333 | $78.03 | $104K |
Holdings After Transaction:
Class A Common Stock — 34,319 shares (Direct)
Footnotes (1)
- Exempt under Rule 16b-3. Includes restricted stock units.
Key Figures
Tax-withholding shares: 1,333 shares
Tax-withholding price: $78.03 per share
Shares held after transaction: 34,319 shares
3 metrics
Tax-withholding shares
1,333 shares
Class A Common Stock withheld for taxes on 2026-03-31
Tax-withholding price
$78.03 per share
Value used for 1,333 withheld shares
Shares held after transaction
34,319 shares
Direct holdings after tax-withholding, including restricted stock units
Key Terms
Rule 16b-3, restricted stock units, tax-withholding disposition
3 terms
Rule 16b-3 regulatory
"Exempt under Rule 16b-3."
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
restricted stock units financial
"Includes restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
FAQ
What did Booz Allen (BAH) executive Thomas Pfeifer report in this Form 4?
Thomas Pfeifer reported a tax-withholding disposition of Booz Allen Class A Common Stock. The company withheld 1,333 shares at $78.03 per share to cover tax obligations tied to equity compensation, rather than selling shares in the open market.
Was Thomas Pfeifer’s Booz Allen (BAH) transaction an open-market sale?
No, the transaction was a tax-withholding disposition, not an open-market sale. Shares were withheld by Booz Allen at $78.03 per share to pay tax obligations on equity compensation, which is a routine administrative event rather than a discretionary sale of stock.
Why is Thomas Pfeifer’s Booz Allen (BAH) Form 4 transaction marked exempt under Rule 16b-3?
The transaction is marked exempt under Rule 16b-3 because it involves equity compensation administered by the issuer. Rule 16b-3 generally provides exemptions for certain issuer-approved transactions, such as tax-withholding events related to stock awards granted to company insiders.
Do Thomas Pfeifer’s reported Booz Allen (BAH) holdings include restricted stock units?
Yes, the filing states that his post-transaction holdings of 34,319 shares include restricted stock units. This means the reported figure reflects both common shares and certain equity awards granted to him that are structured as restricted stock unit grants.