Braskem (NYSE: BAK) CFO reports Class A preferred share and unit holdings

Rhea-AI Filing Summary

BRASKEM SA executive Montoro Jens Felipe, the company’s CFO and Investor Relations Officer, reported his initial equity position. He directly holds 109,154 Class A Preferred Share Units and 47,458 Class A Preferred Shares. The units vest on June 16, 2028 and each unit represents a contingent right to receive one Class A Preferred Share, which may be settled in shares, cash, or a combination at the issuer’s discretion.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Montoro Jens Felipe

(Last) (First) (Middle)

RUA LEMOS MONTEIRO,120,FLOOR 24,BUTANTA

(Street)

SAO PAULO D5 05501050

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2026

3. Issuer Name and Ticker or Trading Symbol
BRASKEM SA [ BAK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO & IR Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Preferred Shares	47,458	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class A Preferred Share Units	(1)	(1)	Class A Preferred Shares	109,154	(2)	D

Explanation of Responses:

1. These Class A Preferred Share Units vest on June 16, 2028, subject to certain other conditions set forth in the agreement.

2. Each Class A Preferred Share Unit represents a contingent right to receive one Class A Preferred Share. The units will be settled in either Class A Preferred Shares or cash (or a combination thereof) at the discretion of the Issuer.

	Felipe Montoro Jens	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Braskem (BAK) CFO Montoro Jens Felipe report on this Form 3?

He reports his initial equity holdings in Braskem, including Class A Preferred Share Units and Class A Preferred Shares. This filing establishes his baseline ownership as a new reporting insider rather than recording a new market transaction.

How many Class A Preferred Share Units does the Braskem (BAK) CFO hold?

He holds 109,154 Class A Preferred Share Units. These units are contingent rights that can convert into an equal number of Class A Preferred Shares, subject to vesting conditions and settlement terms determined by the issuer.

When do the Braskem (BAK) Class A Preferred Share Units held by the CFO vest?

The Class A Preferred Share Units vest on June 16, 2028, subject to conditions in the governing agreement. Vesting means the CFO’s right to receive the underlying Class A Preferred Shares or cash becomes enforceable on that date.

What do Braskem (BAK) Class A Preferred Share Units represent for the CFO?

Each Class A Preferred Share Unit represents a contingent right to receive one Class A Preferred Share. At settlement, Braskem may deliver shares, cash, or a combination, giving the issuer flexibility in how it satisfies the award.

How many Braskem (BAK) Class A Preferred Shares does the CFO directly own?

He directly owns 47,458 Class A Preferred Shares. These are separate from his 109,154 Class A Preferred Share Units, which are derivative awards that may convert into additional shares or cash in the future once vested.