Welcome to our dedicated page for Braskem Sa SEC filings (Ticker: BAK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Braskem S.A. filings document foreign-issuer current reports for a Brazilian publicly held petrochemical company with American depositary shares representing Class A preferred shares. Form 6-K disclosures cover production and sales reports, segment performance for Brazil/South America, the United States and Europe, and Mexico, and petrochemical spread information.
The filing record also includes governance and ownership materials, including board meeting minutes, executive officer elections, shareholders’ agreement disclosures, annual general meeting minutes, final voting maps, financial statement approvals, treasury-share information, and management or related-person trading reports filed under CVM disclosure rules.
BRASKEM SA director files initial ownership report
BRASKEM SA director Tiradentes Montecchiari Rodrigo has filed an initial Form 3, which is a required disclosure when someone becomes an insider such as a director. This filing lists insider status but does not report any stock transactions or option positions.
BRASKEM SA executive Ana Carolina Carvalho Viana Cerqueyra, a SAM Industrial Officer, has reported her initial holdings of Class A Preferred Shares and related units. She directly holds 90,210 Class A Preferred Shares.
She also holds Class A Preferred Share Units that each represent a contingent right to receive one Class A Preferred Share. These units may be settled in Class A Preferred Shares, cash, or a combination, at the issuer’s discretion. According to the disclosure, 27,022 units vest on September 6, 2026, 32,893 units vest on June 5, 2027, and 52,385 units vest on June 16, 2028, in each case subject to conditions described in the underlying agreements.
BRASKEM SA director Carlos Plachta submitted an initial insider ownership report on Form 3. This filing establishes his status as a director of the company but does not list any transactions or specific share holdings in the information provided.
BRASKEM SA director Zacarias Marcos Antonio filed an initial Form 3, which is the baseline disclosure of insider holdings required for new insiders. This filing does not report any stock purchases, sales, option exercises, gifts, or other transactions, indicating no insider trading activity in this document.
Braskem SA director Paulo Roberto Britto Guimarães filed an initial Form 3, which is the required statement of beneficial ownership for new insiders.
The excerpt shows no reported transactions or holdings, indicating this filing mainly serves to register his status as a company director with regulators.
Braskem SA filed an initial Form 3 for officer Soller Ferreira Walmir, reporting direct and derivative interests in American Depositary Receipts (ADRs). He holds 82,465 ADRs directly. In addition, he has American Depositary Receipt Units that vest on September 6, 2026, June 5, 2027, and June 16, 2028, covering 21,056, 35,038 and 60,950 underlying ADRs, respectively. Each unit represents a contingent right to receive one ADR, which may be settled in ADRs, cash, or a combination at Braskem’s discretion, subject to conditions in the applicable agreements.
BRASKEM SA Chief Executive Officer Prisco Paraiso Ramos Roberto has filed an initial Form 3 reporting his beneficial holdings in the company’s American Depositary Receipts (ADRs) and related units.
He holds 105,080 American Depositary Receipt Units, each representing a contingent right to receive one ADR. According to the disclosure, these units vest on June 16, 2028, subject to conditions in the applicable agreement, and will be settled in either ADRs, cash, or a combination at the issuer’s discretion. In addition, he reports direct ownership of 45,687 ADRs and indirect ownership of 9,120 ADRs held through Cerro Holdings Ltd., giving investors a clear view of his current economic exposure to Braskem.
BRASKEM SA executive officer Nir Lander, who serves as Exec. Officer & Head of People, has filed an initial ownership report. The filing shows direct holdings of 54,568 Class A Preferred Share Units, each representing a contingent right to receive one Class A Preferred Share, and 23,725 Class A Preferred Shares.
The Class A Preferred Share Units vest on June 16, 2028, subject to conditions in the applicable agreement. These units will be settled in either Class A Preferred Shares, cash, or a combination of both at the issuer’s discretion.
BRASKEM SA director Jose Mauro Mettrau Carneiro da Cunha filed an initial Form 3, which is a statement of beneficial ownership for new insiders. The filing reports no buy, sell, or other transactions and shows no derivative positions at this time.
BRASKEM SA Investments & Projects Officer Friedheim Carlos Adolpho filed an initial ownership report showing existing positions in the company’s preferred securities. He reports 7,272 Class A Preferred Share Units, each representing a contingent right to receive one Class A Preferred Share, and 3,636 Class A Preferred Shares held directly.
The units vest on September 6, 2026, subject to conditions in the underlying agreement. Each unit will be settled in either Class A Preferred Shares, cash, or a combination, at Braskem’s discretion. The filing records holdings and does not show any recent share purchases or sales.