Welcome to our dedicated page for Braskem Sa SEC filings (Ticker: BAK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Braskem S.A. filings document foreign-issuer current reports for a Brazilian publicly held petrochemical company with American depositary shares representing Class A preferred shares. Form 6-K disclosures cover production and sales reports, segment performance for Brazil/South America, the United States and Europe, and Mexico, and petrochemical spread information.
The filing record also includes governance and ownership materials, including board meeting minutes, executive officer elections, shareholders’ agreement disclosures, annual general meeting minutes, final voting maps, financial statement approvals, treasury-share information, and management or related-person trading reports filed under CVM disclosure rules.
Braskem SA executive Antonio Umberto Benetti Queiroz, the company’s Innovation & New Business Officer, has filed an initial ownership report detailing his equity interests. He holds Class A Preferred Share Units that represent contingent rights to receive Class A Preferred Shares, plus directly owned Class A Preferred Shares.
The filing lists 20,786, 33,988 and 34,917 Class A Preferred Share Units, each representing a right to one Class A Preferred Share. These units vest on September 6, 2026, June 5, 2027 and June 16, 2028, respectively, subject to conditions in the award agreements. The units will be settled in either Class A Preferred Shares or cash, or a combination, at Braskem’s discretion. In addition, he directly owns 79,129 Class A Preferred Shares. This Form 3 reflects holdings only and does not report any recent share purchases or sales.
Braskem SA executive Lanna Lepecki Stefan filed an initial ownership report showing direct stakes in several Braskem securities. She holds 62,640 Class A Preferred Shares and 39,963 American Depositary Receipts. She also has Class A Preferred Share Units covering 34,028, 59,774 and 114,072 underlying Class A Preferred Shares that vest in September 2026, June 2027 and June 2028, respectively. Each unit represents a contingent right to receive one Class A Preferred Share or cash, at Braskem’s discretion.
BRASKEM SA filed an initial statement of beneficial ownership (Form 3) for Marcio Pitzer, who serves as the company’s Compliance and Audit Officer. This filing lists him as an executive officer and does not report any stock transactions or changes in ownership at this time.
BRASKEM SA director Valente Moreira Luiz Eduardo filed a Form 3, which is an initial statement of beneficial ownership for insiders. The filing lists his role as a director but does not report any transactions or specific share holdings at this time.
Braskem SA director Juliana Sa Vieira Baiardi filed an initial Form 3 statement of beneficial ownership. The available data show no reported transactions, exercises, gifts, or restructurings, indicating this is a routine regulatory disclosure of her status as a company insider.
BRASKEM SA director files initial ownership report
BRASKEM SA director Joao Pinheiro Nogueira Batista filed an initial Form 3, which is the first required disclosure of an insider’s beneficial ownership in the company’s securities. The available data show no reported transactions or derivative positions in this filing.
BRASKEM SA filed an initial ownership report for director Simoes de Abreu Guilherme. This Form 3 establishes his status as an insider for regulatory reporting purposes. The filing does not list any share transactions or derivative holdings, and there are no reported purchases, sales, or option exercises.
BRASKEM SA executive Montoro Jens Felipe, the company’s CFO and Investor Relations Officer, reported his initial equity position. He directly holds 109,154 Class A Preferred Share Units and 47,458 Class A Preferred Shares. The units vest on June 16, 2028 and each unit represents a contingent right to receive one Class A Preferred Share, which may be settled in shares, cash, or a combination at the issuer’s discretion.
BRASKEM SA officer Bartilotti Americo Neto filed an initial ownership report showing holdings in Class A Preferred securities. He reports 53,897 Class A Preferred Shares held directly, plus Class A Preferred Share Units covering 22,518; 35,633; and 56,751 underlying Class A Preferred Shares. These units vest on September 6, 2026, June 5, 2027, and June 16, 2028, and may be settled in shares or cash at the issuer’s discretion.
Braskem S.A. furnished a Form 6-K mainly to provide an individual form detailing its own shares held in treasury and related securities activity for a recent period, in line with Brazilian CVM Instructions 358/2002 and 568/2015. The report also includes a standard disclaimer on forward-looking statements, referencing potential impacts from the geological event in Alagoas, related legal proceedings, and COVID-19 on its business and financial results.