Welcome to our dedicated page for BRASKEM SA SEC filings (Ticker: BAK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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BRASKEM SA director Zacarias Marcos Antonio filed an initial Form 3, which is the baseline disclosure of insider holdings required for new insiders. This filing does not report any stock purchases, sales, option exercises, gifts, or other transactions, indicating no insider trading activity in this document.
Braskem SA director Paulo Roberto Britto Guimarães filed an initial Form 3, which is the required statement of beneficial ownership for new insiders.
The excerpt shows no reported transactions or holdings, indicating this filing mainly serves to register his status as a company director with regulators.
Braskem SA filed an initial Form 3 for officer Soller Ferreira Walmir, reporting direct and derivative interests in American Depositary Receipts (ADRs). He holds 82,465 ADRs directly. In addition, he has American Depositary Receipt Units that vest on September 6, 2026, June 5, 2027, and June 16, 2028, covering 21,056, 35,038 and 60,950 underlying ADRs, respectively. Each unit represents a contingent right to receive one ADR, which may be settled in ADRs, cash, or a combination at Braskem’s discretion, subject to conditions in the applicable agreements.
BRASKEM SA Chief Executive Officer Prisco Paraiso Ramos Roberto has filed an initial Form 3 reporting his beneficial holdings in the company’s American Depositary Receipts (ADRs) and related units.
He holds 105,080 American Depositary Receipt Units, each representing a contingent right to receive one ADR. According to the disclosure, these units vest on June 16, 2028, subject to conditions in the applicable agreement, and will be settled in either ADRs, cash, or a combination at the issuer’s discretion. In addition, he reports direct ownership of 45,687 ADRs and indirect ownership of 9,120 ADRs held through Cerro Holdings Ltd., giving investors a clear view of his current economic exposure to Braskem.
BRASKEM SA executive officer Nir Lander, who serves as Exec. Officer & Head of People, has filed an initial ownership report. The filing shows direct holdings of 54,568 Class A Preferred Share Units, each representing a contingent right to receive one Class A Preferred Share, and 23,725 Class A Preferred Shares.
The Class A Preferred Share Units vest on June 16, 2028, subject to conditions in the applicable agreement. These units will be settled in either Class A Preferred Shares, cash, or a combination of both at the issuer’s discretion.
BRASKEM SA director Jose Mauro Mettrau Carneiro da Cunha filed an initial Form 3, which is a statement of beneficial ownership for new insiders. The filing reports no buy, sell, or other transactions and shows no derivative positions at this time.
BRASKEM SA Investments & Projects Officer Friedheim Carlos Adolpho filed an initial ownership report showing existing positions in the company’s preferred securities. He reports 7,272 Class A Preferred Share Units, each representing a contingent right to receive one Class A Preferred Share, and 3,636 Class A Preferred Shares held directly.
The units vest on September 6, 2026, subject to conditions in the underlying agreement. Each unit will be settled in either Class A Preferred Shares, cash, or a combination, at Braskem’s discretion. The filing records holdings and does not show any recent share purchases or sales.
Braskem SA executive Antonio Umberto Benetti Queiroz, the company’s Innovation & New Business Officer, has filed an initial ownership report detailing his equity interests. He holds Class A Preferred Share Units that represent contingent rights to receive Class A Preferred Shares, plus directly owned Class A Preferred Shares.
The filing lists 20,786, 33,988 and 34,917 Class A Preferred Share Units, each representing a right to one Class A Preferred Share. These units vest on September 6, 2026, June 5, 2027 and June 16, 2028, respectively, subject to conditions in the award agreements. The units will be settled in either Class A Preferred Shares or cash, or a combination, at Braskem’s discretion. In addition, he directly owns 79,129 Class A Preferred Shares. This Form 3 reflects holdings only and does not report any recent share purchases or sales.
Braskem SA executive Lanna Lepecki Stefan filed an initial ownership report showing direct stakes in several Braskem securities. She holds 62,640 Class A Preferred Shares and 39,963 American Depositary Receipts. She also has Class A Preferred Share Units covering 34,028, 59,774 and 114,072 underlying Class A Preferred Shares that vest in September 2026, June 2027 and June 2028, respectively. Each unit represents a contingent right to receive one Class A Preferred Share or cash, at Braskem’s discretion.
BRASKEM SA filed an initial statement of beneficial ownership (Form 3) for Marcio Pitzer, who serves as the company’s Compliance and Audit Officer. This filing lists him as an executive officer and does not report any stock transactions or changes in ownership at this time.