Welcome to our dedicated page for BRASKEM SA SEC filings (Ticker: BAK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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BRASKEM SA director Valente Moreira Luiz Eduardo filed a Form 3, which is an initial statement of beneficial ownership for insiders. The filing lists his role as a director but does not report any transactions or specific share holdings at this time.
Braskem SA director Juliana Sa Vieira Baiardi filed an initial Form 3 statement of beneficial ownership. The available data show no reported transactions, exercises, gifts, or restructurings, indicating this is a routine regulatory disclosure of her status as a company insider.
BRASKEM SA director files initial ownership report
BRASKEM SA director Joao Pinheiro Nogueira Batista filed an initial Form 3, which is the first required disclosure of an insider’s beneficial ownership in the company’s securities. The available data show no reported transactions or derivative positions in this filing.
BRASKEM SA filed an initial ownership report for director Simoes de Abreu Guilherme. This Form 3 establishes his status as an insider for regulatory reporting purposes. The filing does not list any share transactions or derivative holdings, and there are no reported purchases, sales, or option exercises.
BRASKEM SA executive Montoro Jens Felipe, the company’s CFO and Investor Relations Officer, reported his initial equity position. He directly holds 109,154 Class A Preferred Share Units and 47,458 Class A Preferred Shares. The units vest on June 16, 2028 and each unit represents a contingent right to receive one Class A Preferred Share, which may be settled in shares, cash, or a combination at the issuer’s discretion.
BRASKEM SA officer Bartilotti Americo Neto filed an initial ownership report showing holdings in Class A Preferred securities. He reports 53,897 Class A Preferred Shares held directly, plus Class A Preferred Share Units covering 22,518; 35,633; and 56,751 underlying Class A Preferred Shares. These units vest on September 6, 2026, June 5, 2027, and June 16, 2028, and may be settled in shares or cash at the issuer’s discretion.
Braskem S.A. furnished a Form 6-K mainly to provide an individual form detailing its own shares held in treasury and related securities activity for a recent period, in line with Brazilian CVM Instructions 358/2002 and 568/2015. The report also includes a standard disclaimer on forward-looking statements, referencing potential impacts from the geological event in Alagoas, related legal proceedings, and COVID-19 on its business and financial results.
Braskem S.A. submitted a Form 6-K providing consolidated information on trading and holdings of its securities by management, board-related groups, fiscal council and technical or advisory bodies for February 2026, in line with Article 11 of Brazilian CVM Instruction 358/2002.
The document lists categories such as common shares, Class “A” preferred shares and American depositary receipts, showing opening and closing balances and indicating in several cases that no transactions involving securities or derivatives were executed during the period. It also reiterates Braskem’s standard cautionary statement on forward‑looking statements, including references to the geological event in Alagoas and COVID‑19 related impacts.
Braskem S.A. reports that Norges Bank Investment Management has reduced its holdings of Braskem’s Class A preferred shares. On March 5, 2026, Norges Bank’s position fell below the 5% disclosure threshold to 17,113,862 Class A preferred shares, representing 4.96% of the 345,060,392 Class A preferred shares outstanding.
Norges Bank previously held 19,735,462 Class A preferred shares, or 5.72% of that class. It stated that its stake is held purely for investment purposes, that this change does not affect Braskem’s shareholding control or administrative structure, and that it holds no other Braskem-related securities or derivatives.
Braskem S.A. reports that Brazil’s antitrust authority CADE’s General Superintendence approved without restrictions a concentration act related to a potential transaction that would bring a private equity investment fund advised by IG4 Sol Ltda. into the company’s shareholder base.
The fund would become a direct and/or indirect shareholder by assuming the equity interest currently held by Novonor S.A. – Em Recuperação Judicial, linked to credits acquired by Shine I FIDC that are secured by Braskem shares. After publication of the decision, a 15-day period opens for possible review by CADE’s Tribunal, and Braskem notes that further information on conditions precedent and next steps will be disclosed as it is received from the involved parties.