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Braskem Sa SEC Filings

BAK NYSE

Welcome to our dedicated page for Braskem Sa SEC filings (Ticker: BAK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Braskem S.A. filings document foreign-issuer current reports for a Brazilian publicly held petrochemical company with American depositary shares representing Class A preferred shares. Form 6-K disclosures cover production and sales reports, segment performance for Brazil/South America, the United States and Europe, and Mexico, and petrochemical spread information.

The filing record also includes governance and ownership materials, including board meeting minutes, executive officer elections, shareholders’ agreement disclosures, annual general meeting minutes, final voting maps, financial statement approvals, treasury-share information, and management or related-person trading reports filed under CVM disclosure rules.

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BRASKEM SA director Andre da Costa Santos submitted an initial Form 3, which is the first statement of beneficial ownership required for insiders. The filing shows no reported transactions or derivative positions, indicating no buy or sell activity disclosed in this report.

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Braskem reports a difficult but mixed first quarter of 2026. Consolidated Recurring EBITDA reached US$192 million (R$1,006 million), up 76% from 4Q25, helped by stronger results in Brazil/South America and in the United States and Europe, including around US$32 million COGS benefit from the expanded REIQ tax credits.

Despite better operating margins, cash generation and leverage remain pressured. Braskem consumed R$3.2 billion in operating cash and around R$4.6 billion in recurring cash, largely due to working capital swings and semiannual interest on international bonds. Adjusted net debt rose to US$8.483 billion, and corporate leverage climbed to 16.81x Recurring EBITDA, with consolidated gross debt of US$12.046 billion and significantly lower cash. Provisions related to the Alagoas geological event totaled R$3.367 billion at quarter-end, with cumulative provisioned amounts of R$18.096 billion and R$15.603 billion already paid or reclassified, while 99.9% of affected residents have been relocated. Subsidiary Braskem Idesa continues debt negotiations after missing interest payments on 2029 and 2032 notes and now carries default-level credit ratings, adding to the group’s restructuring agenda.

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Braskem S.A. reported a net profit of R$1,246 million for the quarter ended March 31, 2026, with consolidated net revenue of R$15,488 million. Despite this profit, the balance sheet shows serious financial stress.

According to KPMG’s review, current liabilities exceeded total assets by R$10,718 million on a consolidated basis, and shareholders’ equity was negative R$16,233 million. The auditors highlighted a material uncertainty that may cast significant doubt on Braskem’s ability to continue as a going concern.

Subsidiary Braskem Idesa is in a prolonged industry downturn, has defaulted on interest for 2029 and 2032 bonds, and its debt was reclassified to current. Braskem is negotiating capital structure reorganization, faces high leverage and liquidity pressure, but also benefits from recent Brazilian tax and trade measures that support the domestic chemical industry.

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BRASKEM SA filed an initial insider ownership report for director Chambriard Magda Maria de Regina. This Form 3 identifies her as a director of the company but does not list any share purchases, sales, or other insider transactions.

The filing shows no reported derivative positions or other equity-related holdings in this snapshot, serving mainly as a baseline disclosure of her status as a reporting person.

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Braskem S.A. filed an amended Form 6-K outlining its 2026 corporate events calendar. The company plans to release its quarterly financial statements on May 13, 2026 (1st quarter), August 12, 2026 (2nd quarter), and November 11, 2026 (3rd quarter).

The calendar also sets the Annual Shareholders’ Meeting for April 29, 2026, with the management proposal and call notice scheduled for March 27, 2026. Braskem notes that public meetings with analysts are to be defined, with one date listed as November 12, 2026. The filing includes standard cautionary language on forward-looking statements, highlighting risks related to economic conditions, a geological event in Alagoas, related proceedings, and COVID-19.

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Braskem SA director Correia Aires Edmundo Jose submitted an initial Form 3 ownership report for the company’s common equity. The filing identifies him as a director, not an officer or ten percent owner, and shows no reportable transactions or derivative positions in this initial statement.

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BRASKEM SA disclosed that William Franca da Silva is a director by filing an initial Form 3, which is the first statement of insider ownership required for company insiders. The available data show no reportable buy, sell, or other share transactions associated with this filing.

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BRASKEM SA executive Franco de Campos Raphael, who serves as Exec Officer & Head of Operation, filed an initial Form 3 statement of beneficial ownership. The filing reports no transactions, no derivative positions, and no reported holdings at this time.

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BRASKEM SA director files initial ownership report with SEC

BRASKEM SA director Fernando Sabbi Melgarejo filed a Form 3, which is an initial statement of beneficial ownership for insiders. The filing does not list any share transactions or holdings, serving mainly to register his status as a reporting person.

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BRASKEM SA director Helio Baptista Novaes filed an initial Form 3, identifying himself as a director of the company. The filing data shows no reported share holdings, no derivative positions, and no buy, sell, or other share transactions associated with this reporting person.

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FAQ

How many Braskem Sa (BAK) SEC filings are available on StockTitan?

StockTitan tracks 226 SEC filings for Braskem Sa (BAK), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Braskem Sa (BAK)?

The most recent SEC filing for Braskem Sa (BAK) was filed on May 14, 2026.