Morgan Stanley Smith Barney (NYSE: BALL) files Form 144 notice of proposed sales

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice proposing the sale of Common Stock of BALL listed on the NYSE. The filing lists multiple proposed sale lots dated 2020–2022. Examples shown include 4,697, 2,161, and 1,600 shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10660	710319.51	266077175	03/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/20/2021	Open Market Purchase	Open Market			24	09/20/2021	Cash
Common	01/31/2022	Restricted stock vesting under a registered plan	Issuer			1600	01/31/2022	Services Rendered
Common	12/15/2021	Restricted stock vesting under a registered plan	Issuer			419	12/15/2021	Services Rendered
Common	08/15/2021	Restricted stock vesting under a registered plan	Issuer			426	08/15/2021	Services Rendered
Common	03/15/2021	Restricted stock vesting under a registered plan	Issuer			145	03/15/2021	Services Rendered
Common	12/15/2020	Restricted stock vesting under a registered plan	Issuer			2161	12/15/2020	Services Rendered
Common	12/17/2021	Open Market Purchase	Open Market			24	12/17/2021	Cash
Common	03/17/2022	Open Market Purchase	Open Market			29	03/17/2022	Cash
Common	08/23/2021	Exercise of Stock Appreciation Rights	Issuer			4697	08/23/2021	Services Rendered
Common	01/31/2021	Restricted stock vesting under a registered plan	Issuer			1135	01/31/2021	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for BALL show?

The Form 144 is a notice of proposed sale of Common Stock for BALL on the NYSE. It lists multiple lots dated between 2020 and 2022, including specific entries such as 4,697, 2,161, and 1,600 shares.

Who is the intermediary listed on the Form 144 for BALL?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza as the broker/dealer intermediary associated with the proposed sales of BALL common shares on the NYSE.

Are the sale dates specified in the BALL Form 144?

Yes. The Form 144 includes proposed sale and vesting-related dates ranging from 03/15/2021 through 03/17/2022, showing when individual lots were acquired or vested prior to the proposed sales.

Does the Form 144 state total shares being sold for BALL?

The excerpt lists multiple individual lots but does not state an aggregated total. It provides discrete line items such as 24, 29, 419, and 4,697 shares rather than a single combined figure.

What types of acquisition events are shown for the BALL shares?

The filing shows various acquisition types for the listed shares: restricted stock vesting under a registered plan, exercise of stock appreciation rights, and open market purchases, with corresponding dated entries and share counts.