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BALL Corp officer converts stock units into 6,477 shares

The officer's reported resulting position following the conversion was 15,889 shares.

(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

BALL Corp officer Hannah S. Lim-Johnson (SVP, CLO & CORP SEC) reported that 6,477 restricted stock units lapsed and converted without cost into 6,477 common shares on October 13, 2026, on a one-for-one basis. On the same date, 1,873 common shares were delivered or withheld for payment of exercise price or tax liability. Her reported resulting position was 15,889 shares.

Insider Lim-Johnson Hannah S.
Role SVP, CLO & CORP SEC
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F1 6,477 -- --
Exercise Common Stock F1, F2 6,477 -- --
Exercise Price or Tax Liability Common Stock 1,873 $59.56 $112K
Holdings After Transaction: Restricted Stock Units — 15,889 contracts (Direct); Common Stock — 13,749.8552 shares (Direct)
Footnotes (2)
  1. F1. Lapse of restricted stock units.
  2. F2. Convert without cost to shares of common stock on a one-for-one basis.
Restricted stock units converted 6,477 RSUs October 13, 2026
Common shares acquired through conversion 6,477 shares October 13, 2026
Common shares delivered or withheld 1,873 shares For payment of exercise price or tax liability on October 13, 2026
Reported resulting position 15,889 shares Following the conversion
Restricted Stock Units financial
"Lapse of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
one-for-one basis financial
"to shares of common stock on a one-for-one basis"
exercise price or tax liability financial
"Payment of exercise price or tax liability"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BALL shares did Hannah S. Lim-Johnson acquire?

Hannah S. Lim-Johnson reported converting 6,477 restricted stock units into 6,477 common shares on October 13, 2026. The conversion was without cost on a one-for-one basis.

How many BALL shares were delivered or withheld?

Hannah S. Lim-Johnson reported that 1,873 common shares were delivered or withheld for payment of exercise price or tax liability on October 13, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lim-Johnson Hannah S.

(Last)(First)(Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER COLORADO 80021

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, CLO & CORP SEC
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/13/2026M(1)6,477A(2)15,622.8552D
Common Stock10/13/2026F1,873D$59.5613,749.8552D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)10/13/2026M(1)6,477 (1) (1)Common Stock6,477(2)15,889D
Explanation of Responses:
1. Lapse of restricted stock units.
2. Convert without cost to shares of common stock on a one-for-one basis.
/s/ Derek Redmond, attorney-in-fact to Ms. Lim-Johnson10/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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