Ball Corp director Nicosia reports no share stake

A BALL Corp director filed an initial Form 3 disclosing no current share holdings or recent insider transactions.

Available on EDGAR 09/21/2026 - 07:44 PM EDT Accepted by SEC EDGAR 09/21/2026 - 07:26 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

BALL Corp (BALL) reported that Darlene Nicosia, who serves as a director, has filed an initial statement of beneficial ownership on Form 3. The filing lists no equity holdings and reports no transactions, purchases, sales, or derivative positions at this time.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Reported derivative transactions: 0 transactions +1 more

4 metrics

Reported buy transactions 0 transactions Buy transactions listed in the Form 3 transaction summary

Reported sell transactions 0 transactions Sell transactions listed in the Form 3 transaction summary

Reported derivative transactions 0 transactions Derivative transaction count in the Form 3 transaction summary

Net buy/sell shares 0 shares Net buy/sell direction reported as neutral in the transaction summary

Key Terms

Form 3, beneficial ownership, Rule 10b5-1

3 terms

Form 3 regulatory

"filed an initial statement of beneficial ownership on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Rule 10b5-1 regulatory

"document-level indicator for Rule 10b5-1 status is null"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the new Form 3 filing mean for BALL shareholders?

It indicates that Darlene Nicosia, a director of BALL Corp, has filed her initial statement of beneficial ownership. The Form 3 reports no current share holdings and no insider transactions in BALL stock as of the filing date.

Did the BALL director buy or sell any BALL shares in this Form 3?

No. The Form 3 for BALL shows no reported purchases or sales. The transaction summary lists 0 buy transactions, 0 sell transactions, and no other transactions or derivative exercises.

Does the BALL Form 3 show any options or derivative positions?

No. The filing’s derivative summary is empty, and the transaction summary shows 0 derivative transactions and 0 exercise shares, indicating no options or other derivatives are reported in this Form 3.

Is there a Rule 10b5-1 trading plan associated with this BALL Form 3?

No Rule 10b5-1 plan is reported. The document-level indicator for Rule 10b5-1 status is null, and there are no transaction footnotes describing trades under a pre-arranged trading plan.

What insider role does Darlene Nicosia have at BALL Corp (BALL)?

The Form 3 identifies Darlene Nicosia as a director of BALL Corp. She is not listed as an officer or a ten percent owner in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nicosia Darlene

(Last) (First) (Middle)

9200 W 108TH CIRCLE

(Street)

WESTMINSTER COLORADO 80021

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/21/2026

3. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Derek R. Redmond, attorney-in-fact for Ms. Nicosia	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)