BALL executive surrenders 1,420 shares for taxes

BALL Corp vice president and controller Nate C. Carey reported a tax-related share surrender.

Rhea-AI Filing Summary

BALL Corp vice president and controller Nate C. Carey reported a tax-related share surrender. On 01/31/2026, 1,420 shares of common stock were surrendered at $56.87 per share to cover tax from vesting of restricted stock units. After this, he beneficially owned 15,318 shares directly.

Insider Trade Summary

Exercise Price or Tax Liability: 1,420 shares

Exercise Price or Tax Liability 1 txn

Insider Carey Nate C

Role Vice President & Controller

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,420	$56.87	$81K

Holdings After Transaction: Common Stock — 15,318 shares (Direct)

Footnotes (1)

1. F1. Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BALL (BALL) report for Nate C. Carey?

BALL reported that executive Nate C. Carey surrendered 1,420 shares of common stock. These shares were deemed surrendered to cover tax liabilities arising from the vesting of restricted stock units, rather than being a discretionary open-market sale.

What was the price per share in Nate C. Carey’s BALL (BALL) Form 4 transaction?

The reported price per share was $56.87 for the 1,420 BALL common shares surrendered. This figure is used to calculate the value of shares applied toward the executive’s tax liability from restricted stock unit vesting.

How many BALL (BALL) shares does Nate C. Carey own after this Form 4 transaction?

After the reported transaction, Nate C. Carey beneficially owned 15,318 BALL common shares. The filing lists this amount as held with direct ownership following the 1,420-share surrender for tax withholding purposes tied to vested restricted stock units.

What does transaction code "F" mean in the BALL (BALL) Form 4 filing?

Transaction code "F" indicates shares were withheld or surrendered to pay tax obligations on equity awards. In this case, 1,420 BALL common shares were deemed surrendered to satisfy tax liabilities from the vesting of restricted stock units held by the executive.

What is Nate C. Carey’s role at BALL (BALL) in this Form 4?

Nate C. Carey is identified as an officer of BALL, serving as vice president and controller. The Form 4 reflects his status as a reporting person required to disclose changes in his beneficial ownership of BALL common stock under insider reporting rules.

Was the BALL (BALL) insider transaction an open-market sale?

No, the filing explains the 1,420 BALL shares were deemed surrendered for taxes. The footnote clarifies the shares were applied to cover tax liability from restricted stock unit vesting, rather than sold through a discretionary open-market transaction by the executive.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/02/2026 - 05:12 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carey Nate C

(Last) (First) (Middle)

9200 W. 108TH CIRCLE

(Street)

WESTMINSTER CO 80021

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President & Controller

3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/31/2026		F		1,420(1)	D	$56.87	15,318	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

	/s/ Derek Redmond, attorney-in-fact to Mr. Carey	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.