STOCK TITAN

Ball Corp (NYSE: BALL) SVP granted deferred stock units

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corp senior vice president and chief growth officer Carey Causey reported an acquisition of deferred compensation units linked to company stock. The award covered 2,265.4332 units at a reference price of $52.97 per unit, bringing her direct holdings in this deferred compensation instrument to 4,475.5925 units.

According to the plan terms, each unit may be settled in the future for one Ball Corp share or an equivalent cash amount, with distributions generally made upon separation from service under the company’s Deferred Compensation Company Stock Plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Causey Carey

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Growth Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Compensation (1) 02/27/2026 A 2,265.4332(2) (3) (3) Common Stock 2,265.4332 $52.97 4,475.5925 D
Explanation of Responses:
1. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
2. Shares awarded under the Deferred Compensation Company Stock Plan for deferred compensation and the Company match.
3. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
/s/ Derek Redmond, attorney-in-fact for Ms. Causey 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BALL SVP Carey Causey report on this Form 4?

Carey Causey reported receiving 2,265.4332 deferred compensation units tied to Ball Corp stock at $52.97 per unit. These units are part of the company’s Deferred Compensation Company Stock Plan and increase her total direct deferred units to 4,475.5925.

What type of security did BALL executive Carey Causey acquire?

Carey Causey acquired deferred compensation stock units rather than regular shares. Each unit is linked to Ball Corp stock and can later be settled in one share or equivalent cash, under the terms of the Deferred Compensation Company Stock Plan.

How many Ball deferred compensation units does Carey Causey now hold?

After the reported grant, Carey Causey directly holds 4,475.5925 deferred compensation units. These units are awarded under Ball Corporation’s Deferred Compensation Company Stock Plan and represent future rights to stock or cash upon separation of service, subject to plan rules.

At what price were Carey Causey’s new Ball deferred units valued?

The 2,265.4332 newly awarded deferred compensation units were valued at $52.97 per unit. This price is used as the reference value for the grant under Ball Corporation’s Deferred Compensation Company Stock Plan for deferred compensation and company matching contributions.

When will Carey Causey’s Ball deferred compensation units be paid out?

The deferred compensation stock units are generally distributed upon separation from service, in line with Ball Corporation’s Deferred Compensation Company Stock Plan. At that time, each unit may be settled in one share of Ball stock or an equivalent cash amount, as the plan provides.
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