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Ball Corp (BALL) director exercises 204 stock-linked compensation units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corp director Cathy D. Ross exercised stock-based awards totaling 204 units on Ball common stock. The transactions involved 102 units from the Deferred Compensation Company Stock Plan and 102 restricted stock units, each convertible into one share of common stock or cash.

Following these exercises, Ross holds 24,497.9477 units in the Deferred Compensation Company Stock Plan and 17,175 restricted stock units, all reported as directly owned. These are compensation-related derivative exercises, not open-market share purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Ross Cathy D
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 102 $0.00 --
Exercise Deferred Compensation Company Stock Plan 102 $0.00 --
Holdings After Transaction: Restricted Stock Units — 17,175 shares (Direct, null); Deferred Compensation Company Stock Plan — 24,497.948 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Lapse of restricted stock units granted in conjunction with the Deposit Share Program. N/A Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
Derivative units exercised 204 units Total stock-based units exercised on 2026-06-15
Deferred comp units exercised 102 units Deferred Compensation Company Stock Plan units exercised
RSUs exercised 102 units Restricted Stock Units converted into common stock or cash
Deferred comp units held 24,497.9477 units Units in Deferred Compensation Company Stock Plan after transaction
RSUs held 17,175 units Restricted stock units outstanding after transaction
Deferred Compensation Company Stock Plan financial
"Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan."
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Deposit Share Program financial
"Lapse of restricted stock units granted in conjunction with the Deposit Share Program."
stock units financial
"Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan."
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ross Cathy D
(Last)(First)(Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/15/2026M102(2) (3) (3)Common Stock102$017,175D
Deferred Compensation Company Stock Plan(4)06/15/2026M102(2) (5) (5)Common Stock102$024,497.9477D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
2. Lapse of restricted stock units granted in conjunction with the Deposit Share Program.
3. N/A
4. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
5. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
/s/ Derek Redmond, attorney-in-fact to Ms. Ross06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did BALL director Cathy D. Ross report in this Form 4?

Cathy D. Ross reported exercising 204 stock-based units linked to Ball common stock. The filing shows 102 units from the Deferred Compensation Company Stock Plan and 102 restricted stock units converting into common stock or cash as part of existing compensation arrangements.

Were any BALL shares bought or sold on the open market in this filing?

No, this Form 4 shows no open-market buys or sells. It records derivative exercises of deferred compensation units and restricted stock units, which are compensation-related awards, rather than discretionary market trading in Ball Corporation common stock.

How many Ball Corporation units did Cathy D. Ross exercise?

Ross exercised a total of 204 units tied to Ball common stock. This includes 102 units from the Deferred Compensation Company Stock Plan and 102 restricted stock units, each representing the right to receive one share of Ball common stock or an equivalent cash amount.

What are the Deferred Compensation Company Stock Plan units at BALL?

Units in the Deferred Compensation Company Stock Plan represent the right to receive Ball common stock or cash equivalents. According to the filing, these stock units are distributed upon separation from service, in line with the plan’s distribution provisions for participating executives or directors.

What are restricted stock units (RSUs) in this BALL Form 4?

Restricted stock units are compensation awards giving a contingent right to receive one share of Ball common stock. The filing notes these RSUs lapsed in conjunction with the Deposit Share Program, triggering conversion into common stock or cash according to plan terms.