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Ball Corp (BALL) director acquires RSUs and deferred stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corp director Betty J. Sapp reported compensation-related equity activity involving restricted stock units and the company’s deferred compensation stock plan. On June 15, 2026, she received 229 stock units under the Deferred Compensation Company Stock Plan as a company match, each representing a right to one share of common stock or cash.

The same day, 1,145 restricted stock units vested and were converted into common stock, increasing her direct common share holdings to 9,056 shares. After these transactions, she also held 8,061.3305 stock units in the deferred compensation plan, which are generally distributed upon separation of service. No open-market buys or sales were reported.

Positive

  • None.

Negative

  • None.
Insider Sapp Betty J.
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 1,145 $0.00 --
Exercise Deferred Compensation Company Stock Plan 1,145 $0.00 --
Grant/Award Deferred Compensation Company Stock Plan 229 $0.00 --
Holdings After Transaction: Restricted Stock Units — 9,056 shares (Direct, null); Deferred Compensation Company Stock Plan — 8,061.331 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Lapse of restricted stock units granted in conjunction with the Deposit Share Program. N/A Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.
RSUs vested 1,145 units Restricted Stock Units converted to common stock on June 15, 2026
New deferred stock units granted 229 units Company match under Deferred Compensation Company Stock Plan
Deferred stock units after grant 8,061.3305 units Balance in Deferred Compensation Company Stock Plan after June 15, 2026 grant
Common shares after RSU conversion 9,056 shares Direct Ball Corporation common stock holdings following RSU conversion
Total derivative exercises 2,290 units Aggregate derivative exercises (M-code) in this Form 4
Restricted Stock Units financial
"Restricted Stock Units transaction involved 1,145.0000 units converting into Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Deferred Compensation Company Stock Plan financial
"Deferred Compensation Company Stock Plan units may be settled in stock or cash."
Deposit Share Program financial
"Lapse of restricted stock units granted in conjunction with the Deposit Share Program."
separation of service financial
"Stock units in the Deferred Compensation Company Stock Plan are distributed upon the separation of service."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sapp Betty J.
(Last)(First)(Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/15/2026M1,145(2) (3) (3)Common Stock1,145$09,056D
Deferred Compensation Company Stock Plan(4)06/15/2026M1,145(2) (5) (5)Common Stock1,145$08,061.3305D
Deferred Compensation Company Stock Plan(4)06/15/2026A229(6) (5) (5)Common Stock229$0(3)8,290.3305D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
2. Lapse of restricted stock units granted in conjunction with the Deposit Share Program.
3. N/A
4. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
5. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
6. Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.
/s/ Derek Redmond, attorney-in-fact to Ms. Sapp06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did BALL director Betty J. Sapp report in this Form 4?

Betty J. Sapp reported equity compensation activity, including a grant of 229 stock units and the vesting and conversion of 1,145 restricted stock units into Ball common stock on June 15, 2026.

How many restricted stock units vested for BALL director Betty J. Sapp?

1,145 restricted stock units vested and were converted into Ball Corporation common stock. Each unit represented a contingent right to receive one share of common stock, increasing her direct share ownership upon conversion.

How many Ball shares does Betty J. Sapp hold after these transactions?

After the reported transactions, Betty J. Sapp directly holds 9,056 shares of Ball Corporation common stock, reflecting the conversion of vested restricted stock units into common shares on June 15, 2026.

What are Ball’s Deferred Compensation Company Stock Plan units?

Stock units under Ball’s Deferred Compensation Company Stock Plan represent rights to receive one share of common stock or equivalent cash. They are typically distributed upon separation of service, in accordance with the plan’s terms and conditions.

How many deferred stock units does Betty J. Sapp hold at Ball?

Following the June 15, 2026 grant of 229 units, Betty J. Sapp holds 8,061.3305 stock units in Ball’s Deferred Compensation Company Stock Plan, representing additional equity-linked compensation outside her directly held common shares.

Were there any open-market stock purchases or sales by Betty J. Sapp?

No open-market purchases or sales were reported. All transactions involved equity compensation: a grant of stock units under the deferred compensation plan and the exercise and conversion of restricted stock units into common shares.