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BALL (BALL) director Aaron Erter receives RSU grant and 3,369 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BALL Corp director Aaron M. Erter reported equity compensation activity. On April 29, he received an annual award of 2,903 Restricted Stock Units (RSUs) under Ball Corporation's Stock and Cash Incentive Plan. On April 30, 3,369 RSUs lapsed and converted into 3,369 shares of Common Stock, bringing his direct Common Stock holdings to 5,528 shares. These transactions reflect grants and RSU vesting, not open-market buying or selling.

Positive

  • None.

Negative

  • None.
Insider ERTER AARON M
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 3,369 $0.00 --
Exercise Common Stock 3,369 $0.00 --
Grant/Award Restricted Stock Units 2,903 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,903 shares (Direct, null); Common Stock — 5,528 shares (Direct, null)
Footnotes (1)
  1. Common stock acquired on the lapse of Table II Restricted Stock Units. N/A Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Lapse of restricted stock units.
RSUs vested 3,369 shares Restricted Stock Units lapsed into Common Stock on April 30
RSU grant 2,903 units Annual RSU award to non-employee director on April 29
Common Stock held 5,528 shares Direct BALL Corp holdings after reported transactions
Restricted Stock Units financial
"Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Restricted Stock Unit financial
"Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock and Cash Incentive Plan financial
"Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan."
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ERTER AARON M
(Last)(First)(Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/30/2026M3,369(1)A$0(2)5,528D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)04/29/2026A2,903 (4) (4)Common Stock2,903$06,272D
Restricted Stock Units(3)04/30/2026M(5)3,369 (5) (5)Common Stock3,369(2)2,903D
Explanation of Responses:
1. Common stock acquired on the lapse of Table II Restricted Stock Units.
2. N/A
3. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
4. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.
5. Lapse of restricted stock units.
/s/ Derek Redmond, attorney-in-fact to Mr. Erter05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did BALL director Aaron Erter report?

Aaron Erter reported equity compensation events, not open-market trades. He received 2,903 Restricted Stock Units and had 3,369 RSUs lapse into 3,369 shares of BALL Corp Common Stock, increasing his directly held share balance to 5,528 shares after these transactions.

Did Aaron Erter buy or sell BALL (BALL) shares on the market?

The filing shows no open-market purchases or sales. Instead, it reports an RSU grant and the lapse of 3,369 Restricted Stock Units into an equivalent number of BALL Corp Common Stock shares as part of his director compensation, at a stated price of $0.00.

How many BALL Corp shares does Aaron Erter hold after these transactions?

After the reported RSU grant and vesting, Aaron Erter directly holds 5,528 shares of BALL Corp Common Stock. This reflects the addition of 3,369 shares issued upon the lapse of Restricted Stock Units, as disclosed in the Form 4 insider filing for the director.

What Restricted Stock Units were granted to Aaron Erter by BALL (BALL)?

Aaron Erter received an annual award of 2,903 Restricted Stock Units. Each unit represents a contingent right to receive one share of BALL Corp Common Stock under the company’s Stock and Cash Incentive Plan for non-employee directors, as described in the Form 4 footnotes.

What does it mean that 3,369 BALL Corp RSUs lapsed for Aaron Erter?

The lapse of 3,369 RSUs means those Restricted Stock Units vested and converted into 3,369 shares of BALL Corp Common Stock. This is a standard compensation event, turning contingent rights into actual shares held directly by the director, with no market purchase involved.

Are Aaron Erter’s BALL Restricted Stock Units still outstanding after this Form 4?

Following these transactions, Aaron Erter shows 2,903 Restricted Stock Units outstanding. These RSUs were granted as an annual award and each represents a contingent right to receive one share of BALL Corp Common Stock when they vest in the future.