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BALL Corp (NYSE: BALL) director adds equity through RSU grant and vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BALL Corp director Cynthia A. Niekamp increased her equity stake through routine stock-based compensation. She received an annual grant of 2,903 Restricted Stock Units, each representing one future share of common stock. Separately, 3,369 RSUs vested and converted into 3,369 shares of common stock, bringing her direct common share holdings to about 24,949 shares. These transactions reflect compensation and vesting activity, with no open-market buying or selling.

Positive

  • None.

Negative

  • None.
Insider NIEKAMP CYNTHIA A
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 3,369 $0.00 --
Exercise Common Stock 3,369 $0.00 --
Grant/Award Restricted Stock Units 2,903 $0.00 --
Holdings After Transaction: Restricted Stock Units — 28,847 shares (Direct, null); Common Stock — 24,949.043 shares (Direct, null)
Footnotes (1)
  1. Common stock acquired upon the lapse of Table II Restricted Stock Units. N/A Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Restricted stock units vest on the first anniversary of the award date, subject generally to continued service during the term. Lapse of restricted stock units.
RSUs vested and converted 3,369 shares Common stock acquired upon lapse of RSUs
Annual RSU award 2,903 RSUs Grant to non-employee director under Stock and Cash Incentive Plan
Common shares after transactions 24,949.0427 shares Direct BALL Corp common stock holdings post-vesting
RSU holdings after grant 32,216 RSUs Total RSUs following 2,903-unit award
RSU holdings after vesting 28,847 RSUs Remaining RSUs after 3,369 units lapsed into shares
Restricted Stock Units financial
"Common stock acquired upon the lapse of Table II Restricted Stock Units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Annual Restricted Stock Unit Award financial
"Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan."
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock."
Stock and Cash Incentive Plan financial
"Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NIEKAMP CYNTHIA A
(Last)(First)(Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/30/2026M3,369(1)A$0(2)24,949.0427D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)04/29/2026A2,903(4) (5) (5)Common Stock2,903$032,216D
Restricted Stock Units(3)04/30/2026M3,369(1) (6) (6)Common Stock3,369(2)28,847D
Explanation of Responses:
1. Common stock acquired upon the lapse of Table II Restricted Stock Units.
2. N/A
3. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
4. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.
5. Restricted stock units vest on the first anniversary of the award date, subject generally to continued service during the term.
6. Lapse of restricted stock units.
/s/ Derek Redmond, attorney-in-fact to Ms. Niekamp05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did BALL director Cynthia Niekamp report on this Form 4?

Cynthia Niekamp reported an annual grant of 2,903 Restricted Stock Units and the vesting of 3,369 RSUs that converted into 3,369 BALL Corp common shares, increasing her direct share ownership as part of routine director compensation.

Were any BALL Corp shares bought or sold on the open market in this Form 4?

No open-market purchases or sales were reported. The Form 4 shows stock-based compensation activity only, including an RSU grant and the vesting of existing RSUs that converted into common shares at no cash exercise price.

How many BALL Corp common shares does Cynthia Niekamp hold after these transactions?

After the RSUs vested and converted, Cynthia Niekamp directly holds 24,949.0427 BALL Corp common shares. This figure reflects her updated ownership following the acquisition of 3,369 shares upon lapse of Restricted Stock Units.

What are Restricted Stock Units in the context of BALL (BALL) director compensation?

Restricted Stock Units are awards that give the holder a contingent right to receive one share of BALL Corp common stock per unit once vesting conditions, such as continued service for a year, are satisfied under the company’s Stock and Cash Incentive Plan.

What does the annual RSU award to BALL director Cynthia Niekamp represent?

The annual award of 2,903 Restricted Stock Units represents non-cash compensation granted to Cynthia Niekamp as a non-employee director under BALL Corp’s Stock and Cash Incentive Plan, vesting on the first anniversary of the award date, generally subject to continued service.