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Ball Corp (NYSE: BALL) director logs RSU grant and stock from vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corp director Betty J. Sapp reported equity compensation activity involving Restricted Stock Units (RSUs) and common stock. On April 30, 2026, 3,369 RSUs lapsed and converted into 3,369 shares of Ball common stock at a stated price of $0.00 per share, reflecting a non-cash derivative exercise.

On April 29, 2026, she received an annual award of 2,903 RSUs under Ball Corporation's Stock and Cash Incentive Plan for non-employee directors, with each unit representing one share of common stock. After these transactions, she directly holds 10,640.653 shares of common stock and 13,570 RSUs, indicating routine compensation-related acquisitions rather than open-market buying or selling.

Positive

  • None.

Negative

  • None.
Insider Sapp Betty J.
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 3,369 $0.00 --
Exercise Common Stock 3,369 $0.00 --
Grant/Award Restricted Stock Units 2,903 $0.00 --
Holdings After Transaction: Restricted Stock Units — 10,201 shares (Direct, null); Common Stock — 10,640.653 shares (Direct, null)
Footnotes (1)
  1. Common stock acquired upon the lapse of Table II Restricted Stock Units. N/A Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Lapse of restricted stock units.
Common shares from RSU lapse 3,369 shares Converted from Restricted Stock Units on April 30, 2026
New RSU grant 2,903 RSUs Annual award to non-employee director on April 29, 2026
Common stock holdings after transactions 10,640.653 shares Direct ownership following April 30, 2026 transactions
RSU holdings after transactions 13,570 RSUs Direct RSU balance following April 29–30, 2026 activity
RSU exercise price $0.00 per share Stated price for RSU-to-common stock conversion
Restricted Stock Units financial
"Restricted Stock Units lapsed and converted into common stock and were newly granted"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction code description notes an exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Stock and Cash Incentive Plan financial
"Annual Restricted Stock Unit Award granted under Ball Corporation's Stock and Cash Incentive Plan"
lapse of restricted stock units financial
"Footnotes describe common stock acquired upon the lapse of restricted stock units"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sapp Betty J.
(Last)(First)(Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/30/2026M3,369(1)A$0(2)10,640.653D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)04/29/2026A2,903 (4) (4)Common Stock2,903$013,570D
Restricted Stock Units(3)04/30/2026M(5)3,369 (5) (5)Common Stock3,369(2)10,201D
Explanation of Responses:
1. Common stock acquired upon the lapse of Table II Restricted Stock Units.
2. N/A
3. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
4. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.
5. Lapse of restricted stock units.
/s/ Derek Redmond, attorney-in-fact to Ms. Sapp05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did BALL director Betty J. Sapp report?

Betty J. Sapp reported routine equity compensation activity, including RSU vesting into common stock and a new RSU grant. These transactions are non-cash, compensation-related events rather than open-market purchases or sales of Ball Corp shares.

How many Ball Corp shares did Betty J. Sapp acquire through RSU vesting?

She acquired 3,369 shares of Ball Corp common stock when Restricted Stock Units lapsed. This reflects a conversion of previously granted RSUs into shares, recorded at a stated price of $0.00 per share as a non-cash derivative exercise.

What new Restricted Stock Units did BALL grant to Betty J. Sapp?

Ball Corp granted Betty J. Sapp 2,903 Restricted Stock Units as an annual award to non-employee directors. Each RSU represents a contingent right to receive one share of Ball Corporation common stock under the company’s Stock and Cash Incentive Plan.

What are Betty J. Sapp’s Ball Corp share holdings after these transactions?

Following the reported transactions, Betty J. Sapp directly holds 10,640.653 shares of Ball Corp common stock and 13,570 Restricted Stock Units. These figures show her updated ownership position as of the transaction dates disclosed in the Form 4 filing.

Are these BALL insider transactions open-market buys or sells?

No, these are not open-market buys or sells. The Form 4 shows derivative exercises and a grant of Restricted Stock Units, which are compensation-related equity awards and vesting events, recorded at a stated transaction price of $0.00 per share.

What does each Restricted Stock Unit (RSU) for BALL represent?

Each Ball Corp Restricted Stock Unit represents a contingent right to receive one share of Ball Corporation common stock. Units typically convert into shares upon vesting or lapse, as described in the company’s Stock and Cash Incentive Plan for non-employee directors.