Ball Corp (BALL) director receives RSU awards and deferred stock units

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ball Corp director Stuart A. Taylor II reported compensation-related stock transactions. He received 2,903 Restricted Stock Units on April 29, 2026, each convertible into one share of common stock. On April 30, 2026, he exercised 3,369 RSUs into common stock and received 327.4394 company matching stock units under the Deferred Compensation Company Stock Plan.

Following these transactions, Taylor directly holds 84,203 common shares underlying RSUs and 16,214.4465 stock units in the deferred compensation plan. All activity reflects equity awards, plan matching, and derivative conversions rather than open‑market purchases or sales.

Insider Trade Summary

6,738 shares exercised/converted

Mixed 4 txns

Insider TAYLOR STUART A II

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	3,369	$0.00	--
Exercise	Deferred Compensation Company Stock Plan	3,369	$0.00	--
Grant/Award	Deferred Compensation Company Stock Plan	327.439	$0.00	--
Grant/Award	Restricted Stock Units	2,903	$0.00	--

Holdings After Transaction: Restricted Stock Units — 84,203 shares (Direct, null); Deferred Compensation Company Stock Plan — 15,887.007 shares (Direct, null)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.

Key Figures

RSU grant: 2,903 units RSU exercise: 3,369 units Deferred plan award: 327.4394 units +3 more

6 metrics

RSU grant 2,903 units Restricted Stock Units granted on April 29, 2026

RSU exercise 3,369 units RSUs exercised into common stock on April 30, 2026

Deferred plan award 327.4394 units Company stock units awarded under Deferred Compensation Plan on April 30, 2026

Deferred plan balance 16,214.4465 units Stock units in Deferred Compensation Company Stock Plan after transactions

RSU-related common shares 84,203 shares Common shares underlying RSUs after April 30, 2026 transaction

Derivative exercises 6,738 units Total derivative exercises across two M-code transactions

Key Terms

Restricted Stock Units, Deferred Compensation Company Stock Plan, contingent right, company match, +1 more

5 terms

Restricted Stock Units financial

"Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Deferred Compensation Company Stock Plan financial

"Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan."

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock."

company match financial

"Shares awarded under the Deferred Compensation Company Stock Plan for the Company match."

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 Insider Transactions: What Each Field Means →

05/01/2026 - 05:57 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TAYLOR STUART A II

(Last)

(First)

(Middle)

9200 W. 108TH CIRCLE

(Street)

WESTMINSTER

COLORADO

80021

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/29/2026		A		2,903		⁽²⁾	⁽²⁾	Common Stock	2,903	$0	87,572	D
Restricted Stock Units	⁽¹⁾	04/30/2026		M			3,369	⁽²⁾	⁽²⁾	Common Stock	3,369	$0	84,203	D
Deferred Compensation Company Stock Plan	⁽³⁾	04/30/2026		M		3,369		⁽⁴⁾	⁽⁴⁾	Common Stock	3,369	$0	15,887.0071	D
Deferred Compensation Company Stock Plan	⁽³⁾	04/30/2026		A		327.4394⁽⁵⁾		⁽⁴⁾	⁽⁴⁾	Common Stock	327.4394	$0	16,214.4465	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

2. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

3. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

4. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

5. Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.

	/s/ Derek Redmond, attorney-in-fact to Mr. Taylor	05/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did BALL director Stuart A. Taylor II report?

Stuart A. Taylor II reported equity award and plan-related transactions. He received Restricted Stock Units and company-matching stock units, and exercised RSUs into common stock, reflecting compensation and deferred compensation activity rather than open-market buying or selling of BALL shares.

How many Restricted Stock Units did BALL grant to Stuart A. Taylor II?

BALL granted 2,903 Restricted Stock Units to Stuart A. Taylor II on April 29, 2026. Each unit represents a contingent right to receive one share of Ball Corporation common stock, forming part of the annual equity compensation to non‑employee directors under the Stock and Cash Incentive Plan.

What are the key details of the RSU exercise reported by BALL?

On April 30, 2026, 3,369 Restricted Stock Units were exercised into Ball Corporation common stock for Stuart A. Taylor II. The Form 4 shows a zero exercise price, consistent with RSUs converting into shares as they vest, rather than an option-style cash exercise.

What does the Deferred Compensation Company Stock Plan position look like for BALL’s director?

Under the Deferred Compensation Company Stock Plan, 327.4394 stock units were awarded to Stuart A. Taylor II on April 30, 2026. After this award and a related derivative exercise, his deferred stock plan balance totals 16,214.4465 units, deliverable upon separation from service under the plan rules.

How many BALL shares does Stuart A. Taylor II hold after these transactions?

After the reported transactions, Stuart A. Taylor II holds 84,203 shares underlying Restricted Stock Units and 16,214.4465 stock units in the Deferred Compensation Company Stock Plan. These positions reflect equity-based compensation and company match awards rather than open-market trading activity.

What do BALL’s footnotes say about the nature of these stock units and RSUs?

The footnotes state each RSU represents a contingent right to one BALL common share, granted annually to non‑employee directors. Deferred compensation stock units may be settled in stock or cash and are distributed upon separation of service, with certain units reflecting company match awards under the plan.