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Director at Ball Corp (NYSE: BALL) gains RSUs and stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PANICHELLA JOHN E reported acquisition or exercise transactions in this Form 4 filing.

Ball Corp director John E. Panichella reported equity compensation activity involving restricted stock units and common shares. On April 29, 2026, he received an award of 2,903 restricted stock units, each representing one share of common stock. On April 30, 2026, 1,833 restricted stock units lapsed into 1,833 shares of Ball common stock, which he now holds directly. Following these transactions, he directly owns 1,833 common shares and continues to hold 2,903 restricted stock units as part of his annual non-employee director award under Ball Corporation's Stock and Cash Incentive Plan.

Positive

  • None.

Negative

  • None.
Insider PANICHELLA JOHN E
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 1,833 $0.00 --
Exercise Common Stock 1,833 $0.00 --
Grant/Award Restricted Stock Units 2,903 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,903 shares (Direct, null); Common Stock — 1,833 shares (Direct, null)
Footnotes (1)
  1. Common stock acquired on the lapse of Table II Restricted Stock Units. N/A Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Lapse of restricted stock units.
RSU grant 2,903 units Restricted stock units awarded on April 29, 2026
RSUs lapsed 1,833 units Lapse of RSUs into common stock on April 30, 2026
Common shares acquired 1,833 shares Common stock received from RSU lapse on April 30, 2026
Common shares held 1,833 shares Direct common stock ownership after transactions
RSUs remaining 2,903 units Restricted stock units held after April 30, 2026 transaction
Transaction price per share $0.00 Reported price for RSU-related common stock acquisition
Restricted Stock Units financial
"Restricted Stock Units, transaction_code "A" and "M""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Stock and Cash Incentive Plan financial
"Annual Restricted Stock Unit Award granted under Ball Corporation's Stock and Cash Incentive Plan"
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
lapse of restricted stock units financial
"Common stock acquired on the lapse of Table II Restricted Stock Units"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PANICHELLA JOHN E
(Last)(First)(Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/30/2026M1,833(1)A$0(2)1,833D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)04/29/2026A2,903 (4) (4)Common Stock2,903$04,736D
Restricted Stock Units(3)04/30/2026M(5)1,833 (5) (5)Common Stock1,833(2)2,903D
Explanation of Responses:
1. Common stock acquired on the lapse of Table II Restricted Stock Units.
2. N/A
3. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
4. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.
5. Lapse of restricted stock units.
/s/ Derek R. Redmond - attorney-in-fact for Mr. Panichella05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Ball Corp (BALL) director John E. Panichella report on this Form 4?

John E. Panichella reported equity compensation activity, not open-market trading. He received 2,903 restricted stock units and saw 1,833 units lapse into 1,833 Ball common shares, reflecting routine director compensation rather than a discretionary stock purchase or sale.

How many Ball Corp (BALL) restricted stock units did the director receive?

He received an award of 2,903 restricted stock units. Each unit represents a contingent right to receive one share of Ball Corporation common stock, granted as an annual restricted stock unit award to a non-employee director under Ball’s Stock and Cash Incentive Plan.

How many Ball Corp (BALL) common shares did the director acquire from RSU lapse?

He acquired 1,833 Ball common shares when 1,833 restricted stock units lapsed. The transaction was coded as an exercise or conversion of a derivative security, with the shares received at a reported price of $0.00 per share as part of compensation.

What are the director’s Ball Corp (BALL) holdings after these transactions?

After the reported transactions, he directly holds 1,833 shares of Ball common stock and 2,903 restricted stock units. The RSUs provide a contingent right to receive additional common shares, reflecting ongoing equity-based compensation rather than immediate cash transactions.

Were any Ball Corp (BALL) shares sold in this Form 4 filing?

No sales were reported in this filing. All transactions involved the grant of restricted stock units and the conversion of units into common shares. The filing shows only acquisitions through compensation-related awards and RSU lapse, with no open-market purchases or disposals.

What plan governs the Ball Corp (BALL) restricted stock unit award?

The restricted stock unit award was made under Ball Corporation’s Stock and Cash Incentive Plan. Footnotes state it is an annual RSU award to non-employee directors, granting contingent rights to receive Ball common shares as part of the company’s equity compensation program.