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Ball Corp (NYSE: BALL) director Penegor receives RSUs and converts 3,369 units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corp director Todd Allan Penegor reported routine equity compensation activity. He received an annual grant of 2,903 Restricted Stock Units (RSUs), each representing one share of Ball common stock. Separately, 3,369 RSUs lapsed and converted into 3,369 shares of common stock at no cost.

After these transactions, Penegor directly holds 11,890.3205 shares of Ball common stock and 8,996 RSUs. These events reflect compensation and vesting mechanics rather than open-market buying or selling.

Positive

  • None.

Negative

  • None.
Insider Penegor Todd Allan
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 3,369 $0.00 --
Exercise Common Stock 3,369 $0.00 --
Grant/Award Restricted Stock Units 2,903 $0.00 --
Holdings After Transaction: Restricted Stock Units — 8,996 shares (Direct, null); Common Stock — 11,890.321 shares (Direct, null)
Footnotes (1)
  1. Common stock acquired upon the lapse of Table II Restricted Stock Units. N/A Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Lapse of restricted stock units.
RSU grant 2,903 units Annual Restricted Stock Unit Award to non-employee director
RSUs converted 3,369 units RSUs lapsed and converted into common stock
Common shares held 11,890.3205 shares Direct Ball common stock after transactions
RSUs remaining 8,996 units Restricted Stock Units held after grant and lapse
Exercise transactions 3,369 shares Total derivative exercise shares per transaction summary
Restricted Stock Units financial
"The 2,903 Restricted Stock Units represent an annual RSU award to a non-employee director"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"The Form 4 labels this as an exercise or conversion of a derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Stock and Cash Incentive Plan financial
"Annual Restricted Stock Unit Award granted under Ball Corporation’s Stock and Cash Incentive Plan"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Penegor Todd Allan
(Last)(First)(Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/30/2026M3,369(1)A$0(2)11,890.3205D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(3)04/29/2026A2,903 (4) (4)Common Stock2,903$012,365D
Restricted Stock Units(3)04/30/2026M(5)3,369 (5) (5)Common Stock3,369(2)8,996D
Explanation of Responses:
1. Common stock acquired upon the lapse of Table II Restricted Stock Units.
2. N/A
3. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
4. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.
5. Lapse of restricted stock units.
/s/ Derek Redmond, attorney-in-fact to Mr. Penegor05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Todd Penegor report for BALL?

Todd Penegor reported equity compensation activity, not market trades. He received 2,903 Restricted Stock Units and saw 3,369 RSUs lapse into 3,369 common shares at no cost, reflecting standard director compensation and vesting at Ball Corp rather than open-market buying or selling.

How many BALL shares does Todd Penegor hold after these Form 4 transactions?

After the reported transactions, Todd Penegor directly holds 11,890.3205 shares of Ball common stock. He also holds 8,996 Restricted Stock Units, each representing a contingent right to receive one share of Ball common stock, providing additional potential equity exposure through future settlement.

Were Todd Penegor’s BALL transactions open-market purchases or sales?

The transactions were not open-market trades. They involved the grant of 2,903 Restricted Stock Units and the conversion of 3,369 RSUs into common shares. Both are classified as derivative exercises or awards, typical of director compensation programs rather than discretionary stock purchases or sales.

What is the significance of the 2,903 Restricted Stock Units granted to Todd Penegor at BALL?

The 2,903 Restricted Stock Units represent an annual RSU award to a non-employee director under Ball Corporation’s Stock and Cash Incentive Plan. Each RSU is a contingent right to receive one share of Ball common stock, aligning the director’s compensation with shareholder interests over time.

What does the lapse of 3,369 RSUs mean for BALL director Todd Penegor?

The lapse of 3,369 RSUs means those units vested and converted into 3,369 shares of Ball common stock. This increased Todd Penegor’s direct share ownership. The Form 4 labels this as an exercise or conversion of a derivative security, consistent with vesting of restricted stock units.