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BALL (BALL) director Cathy Ross receives RSUs and defers stock compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BALL Corp director Cathy D. Ross reported routine equity-based compensation activity. She received 2,903 Restricted Stock Units on April 29, 2026, each representing a contingent right to one share of common stock. On April 30, 2026, she exercised 3,369 Restricted Stock Units into common stock and received an additional 327.4394 stock units under the Deferred Compensation Company Stock Plan as a company match. Following these transactions, she held 17,277 Restricted Stock Units and 24,068.5083 deferred stock units, all as direct ownership and with no reported share sales or dispositions.

Positive

  • None.

Negative

  • None.
Insider Ross Cathy D
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 3,369 $0.00 --
Exercise Deferred Compensation Company Stock Plan 3,369 $0.00 --
Grant/Award Deferred Compensation Company Stock Plan 327.439 $0.00 --
Grant/Award Restricted Stock Units 2,903 $0.00 --
Holdings After Transaction: Restricted Stock Units — 17,277 shares (Direct, null); Deferred Compensation Company Stock Plan — 24,068.508 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.
RSU grant 2,903 units Restricted Stock Units granted on April 29, 2026
RSUs exercised 3,369 units Restricted Stock Units exercised on April 30, 2026
Deferred plan company match 327.4394 units Stock units awarded under Deferred Compensation Company Stock Plan
RSUs held after 17,277 units Restricted Stock Units directly owned following transactions
Deferred stock units held 24,068.5083 units Deferred Compensation Company Stock Plan units after April 30, 2026 activity
Derivative exercises 2 transactions / 6,738 units Exercise or conversion of derivative securities reported in Form 4
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Deferred Compensation Company Stock Plan financial
"Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan."
Stock and Cash Incentive Plan financial
"Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan."
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ross Cathy D
(Last)(First)(Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER COLORADO 80021
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/29/2026A2,903 (2) (2)Common Stock2,903$020,646D
Restricted Stock Units(1)04/30/2026M3,369 (2) (2)Common Stock3,369$017,277D
Deferred Compensation Company Stock Plan(3)04/30/2026M3,369 (4) (4)Common Stock3,369$024,068.5083D
Deferred Compensation Company Stock Plan(3)04/30/2026A327.4394(5) (4) (4)Common Stock327.4394$024,395.9477D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
2. Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.
3. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
4. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
5. Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.
/s/ Derek Redmond, attorney-in-fact to Ms. Ross05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did BALL director Cathy D. Ross report?

Cathy D. Ross reported equity awards and derivative exercises, not open-market trades. She received 2,903 Restricted Stock Units and 327.4394 deferred stock units, and exercised 3,369 Restricted Stock Units into BALL common stock as part of compensation and deferral plans.

Did Cathy D. Ross buy or sell BALL (BALL) shares on the market?

The filing shows no open-market purchases or sales by Cathy D. Ross. All transactions are equity awards, plan-related stock units, and exercises of Restricted Stock Units into common stock, reflecting compensation and deferral activity rather than discretionary market trading.

How many BALL equity awards does Cathy D. Ross hold after these transactions?

After these transactions, Cathy D. Ross directly holds 17,277 Restricted Stock Units and 24,068.5083 stock units in the Deferred Compensation Company Stock Plan. Each RSU is a contingent right to receive one BALL common share, subject to the plan’s terms and settlement conditions.

What is the nature of the Restricted Stock Units reported for BALL (BALL)?

Each Restricted Stock Unit represents a contingent right to receive one share of BALL common stock. The Form 4 notes that the annual RSU award was granted to a non-employee director under BALL Corporation’s Stock and Cash Incentive Plan, as part of standard director compensation.

What is BALL’s Deferred Compensation Company Stock Plan mentioned in the filing?

The Deferred Compensation Company Stock Plan allows stock units to be settled in shares or cash. Units, including company match awards, are generally distributed upon separation of service, in accordance with the plan’s terms, providing directors with a tax-deferred way to receive part of their compensation.