What does the 3,369-share RSU exercise mean for Ball (BALL) director holdings?

Bryant exercised 3,369 Restricted Stock Units into 3,369 underlying common shares or cash equivalents. After this derivative conversion, his direct common stock holdings stood at 12,959 shares, reflecting increased direct exposure from previously granted RSUs.

Director at Ball (NYSE: BALL) gains RSUs and deferred units

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ball Corporation director John A. Bryant reported compensation-related equity activity with no open-market trading. He received 2,903 Restricted Stock Units as an annual award and 327.4394 stock units as a company match under the Deferred Compensation Company Stock Plan. He also exercised 3,369 Restricted Stock Units into an equivalent number of common shares or cash-settled equivalents under the plan, resulting in 12,959 common shares held directly after the RSU conversion.

Insider Trade Summary

6,738 shares exercised/converted

Mixed 4 txns

Insider BRYANT JOHN A

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	3,369	$0.00	--
Exercise	Deferred Compensation Company Stock Plan	3,369	$0.00	--
Grant/Award	Deferred Compensation Company Stock Plan	327.439	$0.00	--
Grant/Award	Restricted Stock Units	2,903	$0.00	--

Holdings After Transaction: Restricted Stock Units — 12,959 shares (Direct, null); Deferred Compensation Company Stock Plan — 11,514.678 shares (Direct, null)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.

Key Figures

Annual RSU award: 2,903 units RSUs exercised: 3,369 units Deferred stock units granted: 327.4394 units +3 more

6 metrics

Annual RSU award 2,903 units Restricted Stock Units granted to non-employee director

RSUs exercised 3,369 units RSUs converted into common stock or cash equivalents

Deferred stock units granted 327.4394 units Company match under Deferred Compensation Company Stock Plan

Common shares after RSU conversion 12,959 shares Direct holdings following RSU derivative exercise

Deferred units after company match 11,842.1177 units Holdings in Deferred Compensation Company Stock Plan

Deferred units after exercise 11,514.6783 units Post-transaction balance in deferred compensation plan

Key Terms

Restricted Stock Units, Deferred Compensation Company Stock Plan, contingent right, Stock and Cash Incentive Plan, +1 more

5 terms

Restricted Stock Units financial

"Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Deferred Compensation Company Stock Plan financial

"Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan."

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock."

Stock and Cash Incentive Plan financial

"Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan."

separation of service financial

"Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan."

Form 4 Insider Transactions: What Each Field Means →

05/01/2026 - 05:48 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BRYANT JOHN A

(Last)

(First)

(Middle)

9200 W. 108TH CIRCLE

(Street)

WESTMINSTER

COLORADO

80021

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/29/2026		A		2,903		⁽²⁾	⁽²⁾	Common Stock	2,903	$0	16,328	D
Restricted Stock Units	⁽¹⁾	04/30/2026		M			3,369	⁽²⁾	⁽²⁾	Common Stock	3,369	$0	12,959	D
Deferred Compensation Company Stock Plan	⁽³⁾	04/30/2026		M		3,369		⁽⁴⁾	⁽⁴⁾	Common Stock	3,369	$0	11,514.6783	D
Deferred Compensation Company Stock Plan	⁽³⁾	04/30/2026		A		327.4394⁽⁵⁾		⁽⁴⁾	⁽⁴⁾	Common Stock	327.4394	$0	11,842.1177	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

2. Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

3. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

4. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

5. Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.

	/s/ Derek Redmond, attorney-in-fact for Mr. Bryant	05/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Ball (BALL) director John A. Bryant report?

John A. Bryant reported only compensation-related equity activity. He received new Restricted Stock Units and deferred stock units and exercised 3,369 Restricted Stock Units into common stock or cash equivalents, with no open-market purchases or sales disclosed in this Form 4.

How many Restricted Stock Units did the Ball (BALL) director receive?

John A. Bryant received 2,903 Restricted Stock Units as an annual award. Each unit represents a contingent right to receive one share of Ball Corporation common stock, granted under Ball’s Stock and Cash Incentive Plan for non-employee directors.

What are the deferred stock units reported for Ball (BALL) director John A. Bryant?

Bryant received 327.4394 stock units under Ball’s Deferred Compensation Company Stock Plan as a company match. These units may be settled in a single share of stock or equivalent cash, and are generally distributed upon separation of service according to the plan.

Did the Ball (BALL) director sell any shares in this Form 4 filing?

No share sales were reported. All transactions involved grants of Restricted Stock Units and deferred stock units, plus the exercise of existing RSUs into common stock or cash equivalents, with no open-market dispositions or tax-withholding sales disclosed.

How do the Ball (BALL) deferred compensation stock units pay out?

Each unit in Ball’s Deferred Compensation Company Stock Plan may be settled for a single share of common stock or equivalent cash. Distributions occur upon separation of service, following the rules and elections specified in the plan documents.