Ball Corp SVP exercises options, covers tax with shares

Ball Corp executive Carey Causey reported an option exercise and related share withholding.

Rhea-AI Filing Summary

Ball Corp executive Carey Causey reported an option exercise and related share withholding. On January 16, 2026, Causey exercised a stock option covering 6,800 shares of Ball Corp common stock at an exercise price of $33.05 per share, converting the derivative award into common stock. The newly issued common shares are shown at a transaction price of $56.08 per share.

On the same date, 4,959 common shares were deemed surrendered at $56.08 per share to satisfy tax liabilities arising from this option exercise, as described in the footnote. After these transactions, Causey directly owned 22,802.9051 shares of Ball Corp common stock.

Insider Trade Summary

6,800 shares exercised/converted

Exercise 3 txns

Insider Causey Carey

Role SVP & Chief Growth Officer

Type	Security	Shares	Price	Value
Exercise	Stock Option (Right to Buy)	6,800	$0.00	$0.00
Exercise	Common Stock	6,800	$56.08	$381K
Exercise Price or Tax Liability	Common Stock	4,959	$56.08	$278K

Holdings After Transaction: Stock Option (Right to Buy) — 0 contracts (Direct); Common Stock — 22,802.9051 shares (Direct)

Footnotes (1)

1. F1. Shares deemed surrendered in payment of tax liability resulting from the exercise of stock options, previously granted under the Ball Corporation Stock and Cash Incentive plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did Ball Corp (BALL) report for Carey Causey?

Carey Causey, SVP & Chief Growth Officer of Ball Corp, reported exercising a stock option for 6,800 shares of common stock on January 16, 2026, and surrendering some of those shares to cover taxes.

How many Ball Corp shares did Carey Causey acquire and at what exercise price?

Causey exercised a stock option for 6,800 shares of Ball Corp common stock at an exercise price of $33.05 per share. The resulting common stock transaction is reported at $56.08 per share.

Why were 4,959 Ball Corp shares surrendered by Carey Causey?

The filing states that 4,959 common shares were deemed surrendered at $56.08 per share in payment of the tax liability resulting from the stock option exercise, as noted in the explanation of responses.

How many Ball Corp shares does Carey Causey own after the reported transactions?

Following the option exercise and the tax-related share surrender, Carey Causey directly owned 22,802.9051 shares of Ball Corp common stock.

What do the Form 4 transaction codes M and F mean in this Ball Corp filing?

In this filing, code M identifies the exercise of a stock option into common stock, while code F indicates shares withheld or surrendered to satisfy tax obligations related to that option exercise.

Is Carey Causey’s ownership in Ball Corp reported as direct or indirect?

The transactions and resulting holdings for Carey Causey are reported as direct ownership (D) of Ball Corp common stock, with no separate indirect ownership entity listed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/16/2026 - 06:24 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Causey Carey

(Last) (First) (Middle)

9200 W. 108TH CIRCLE

(Street)

WESTMINSTER CO 80021

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Chief Growth Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/16/2026		M		6,800	A	$56.08	27,761.9051	D
Common Stock	01/16/2026		F		4,959(1)	D	$56.08	22,802.9051	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$33.05	01/16/2026		M			6,800	01/27/2017	01/27/2026	Common Stock	6,800	$0	0	D

Explanation of Responses:

1. Shares deemed surrendered in payment of tax liability resulting from the exercise of stock options, previously granted under the Ball Corporation Stock and Cash Incentive plan.

	/s/ Derek Redmond, attorney-in-fact for Ms. Causey	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.