Ball CEO surrenders shares for RSU tax payment

Ball Corp's Chief Executive Officer, Ronald J. Lewis, reported a share transaction related to equity compensation.

Rhea-AI Filing Summary

Ball Corp's Chief Executive Officer, Ronald J. Lewis, reported a share transaction related to equity compensation. On 01/31/2026, 16,469 shares of Ball common stock were deemed surrendered at $56.87 per share to cover tax liabilities from the vesting of restricted stock units.

After this tax-withholding transaction, Lewis held 74,200.7728 shares of Ball common stock in direct ownership. The filing reflects an administrative step tied to stock-based compensation rather than an open-market share sale.

Insider Trade Summary

Exercise Price or Tax Liability: 16,469 shares

Exercise Price or Tax Liability 1 txn

Insider Lewis Ronald J.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	16,469	$56.87	$937K

Holdings After Transaction: Common Stock — 74,200.7728 shares (Direct)

Footnotes (1)

1. F1. Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BALL CEO Ronald J. Lewis report?

Ronald J. Lewis reported surrendering 16,469 Ball Corp common shares at $56.87 per share. The shares were used to satisfy tax liabilities triggered by vesting restricted stock units, rather than representing an open-market sale of existing ownership.

Was the BALL CEO’s Form 4 transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 16,469 shares were deemed surrendered to cover tax liabilities from restricted stock unit vesting, a common administrative mechanism for equity compensation rather than a discretionary sale into the market.

How many BALL shares does CEO Ronald J. Lewis own after the reported transaction?

After the reported tax-withholding transaction, Ronald J. Lewis directly owns 74,200.7728 Ball Corp common shares. This figure reflects his beneficial ownership following surrender of 16,469 shares to satisfy tax obligations related to restricted stock unit vesting.

What does transaction code "F" mean in the BALL CEO’s Form 4 filing?

Transaction code “F” indicates shares were withheld or surrendered to pay taxes on equity awards. In this case, 16,469 Ball Corp shares were deemed surrendered to cover tax liabilities arising from the vesting of restricted stock units granted to the CEO.

Why were 16,469 BALL shares surrendered by the CEO on January 31, 2026?

The 16,469 shares were surrendered to satisfy tax liabilities created when restricted stock units vested. Instead of paying taxes in cash, a portion of the vested shares was used to cover the obligation, which is reflected as a deemed disposition in the Form 4.

Does the BALL Form 4 indicate any change in the CEO’s role or control?

The filing identifies Ronald J. Lewis as Ball Corp’s Chief Executive Officer and reporting person. It only reports a tax-withholding share transaction tied to restricted stock units and does not indicate any change in his role, status, or control at the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 02/02/2026 - 05:03 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lewis Ronald J.

(Last) (First) (Middle)

9200 W. 108TH CIRCLE

(Street)

WESTMINSTER CO 80021

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/31/2026		F		16,469(1)	D	$56.87	74,200.7728	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

	/s/ Derek Redmond, attorney-in-fact to Mr. Lewis	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.