STOCK TITAN

Ball Corp (NYSE: BALL) SVP Pitre granted 7,062 performance-based shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ball Corporation executive Kathleen Pitre reported the acquisition of company stock tied to performance-based awards. On 01/27/2026, she acquired 7,062 shares of Ball Corporation common stock at a price of $0.00 per share following the Human Resources Committee’s determination of performance factors for performance contingent restricted stock units granted on January 25, 2023.

After this transaction, she beneficially owned 49,593 shares of common stock, held directly. The underlying shares from these restricted stock units are scheduled to vest on January 31, 2026, subject to her continued employment with the company.

Positive

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Negative

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Insider Pitre Kathleen
Role SVP & President NCA
Type Security Shares Price Value
Grant/Award Common Stock 7,062 $0.00 --
Holdings After Transaction: Common Stock — 49,593 shares (Direct)
Footnotes (1)
  1. The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pitre Kathleen

(Last) (First) (Middle)
9200 W. 108TH CIRCLE

(Street)
WESTMINSTER CO 80021

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & President NCA
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 A 7,062(1) A (2) 49,593 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment.
2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
/s/ Derek Redmond, attorney-in-fact to Ms. Pitre 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BALL executive Kathleen Pitre report?

Kathleen Pitre reported acquiring 7,062 shares of Ball Corporation common stock. The shares were received at $0.00 per share in connection with performance contingent restricted stock units, increasing her directly held beneficial ownership to 49,593 shares after the transaction.

When did the BALL performance-based share award determination occur?

The Human Resources Committee determined the achievement of performance factors on 01/27/2026. This determination related to performance contingent restricted stock units originally granted on January 25, 2023, and led to the award of 7,062 Ball Corporation common shares to executive Kathleen Pitre.

When will Kathleen Pitre’s newly reported BALL shares vest?

The shares linked to the performance contingent restricted stock units are scheduled to vest on January 31, 2026. Vesting is conditioned on Kathleen Pitre’s continued employment with Ball Corporation through that date, as specified in the transaction’s explanatory footnote.

How many BALL shares does Kathleen Pitre own after this Form 4?

Following the reported transaction, Kathleen Pitre beneficially owns 49,593 shares of Ball Corporation common stock. This figure reflects her direct ownership after receiving 7,062 shares tied to performance contingent restricted stock units awarded under the company’s equity compensation program.

What does each restricted stock unit represent in the BALL filing?

Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock. The Form 4 notes that the 7,062 units convert into the same number of shares, subject to the vesting schedule and continued employment conditions described in the footnotes.